Mayer Brown analyzed 34 insider trading policies to understand how large financial institutions address the heightened insider trading risks they face relative to other public companies. We analyzed the insider trading...more
2/19/2026
/ Capital Markets ,
Corporate Governance ,
Financial Institutions ,
Insider Trading ,
Investment Banks ,
Material Nonpublic Information ,
Policies and Procedures ,
Private Equity ,
Private Equity Firms ,
Publicly-Traded Companies ,
Risk Management ,
Securities Regulation
The Credit Roundtable, an association of fixed income investors, recently published a letter to the Securities and Exchange Commission (the “SEC”) expressing concern with potential changes to the SEC’s debt tender offer...more
2/16/2026
/ Bond Issuers ,
Convertible Bonds ,
Institutional Investors ,
No-Action Letters ,
Proposed Rules ,
Regulatory Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Securities Regulation ,
Tender Offers
On December 8, 2025, the Securities and Exchange Commission (“SEC”) approved proposed rule changes submitted by The Nasdaq Stock Market LLC (“Nasdaq”) that exempt certain over-the-counter (“OTC”)-traded SPACs from the reverse...more