The US Securities and Exchange Commission (SEC) recently issued a policy statement reversing its long-standing practice concerning mandatory arbitration clauses in connection with initial public offerings....more
10/6/2025
/ Corporate Governance ,
Disclosure Requirements ,
Dispute Resolution ,
Federal Arbitration Act ,
Initial Public Offering (IPO) ,
Investment ,
Investment Contract ,
Mandatory Arbitration Clauses ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Securities Regulation
On May 7, 2025, the US District Court for the Northern District of Illinois issued a significant decision in Daly v. The Wonderful Company LLC, No. 24 C 1267 (N.D. Ill.). The court dismissed with prejudice a putative class...more