Menu
News & Insights
Popular
Labor & Employment
Finance & Banking
Intellectual Property
Health & Healthcare
Environmental Issues
more…
Business
Insurance
Commercial Real Estate
Corporate Taxes
Immigration
Securities
more…
Personal
Residential Real Estate
Estate Planning
Civil Rights
Personal Taxes
Bankruptcy
more…
Jump to: Latest Updates »
Trending [
7
]
[Hot Topic] Artificial Intelligence
[Hot Topic] Employer Liability Issues
[Hot Topic] Environmental, Social & Governance
[Ongoing] Read Latest SCOTUS Analysis, All Aspects
Stay Informed: Popular Reads on JD Supra
Meet JD Supra's Top Authors!
Build a Morning News Digest: Easy, Custom Content, Free!
Browse All Law News Topics »
Find Author
By Business Matters
Labor & Employment
Finance & Banking
Intellectual Property
Insurance
Taxes
By Personal Issues
Civil Rights
Family Matters
Personal Injury
Wills, Trusts, & Estate Planning
Worker’s Compensation
By Location
California
New York
Texas
Canada
United Kingdom
Subscribe
Custom Email Digests
Build a custom email digest by following topics, people, and firms published on JD Supra.
X (formerly Twitter)
RSS
Feeds for Publishers
For Reporters
My Account
Log In
Browse Related Topics For:
Securities
See Latest Updates ยป
Securities and Exchange Commission (SEC)
Securities Regulation
Regulatory Requirements
Corporate Governance
Disclosure Requirements
Enforcement Actions
Financial Services Industry
Cryptocurrency
Digital Assets
Regulatory Reform
Compliance
Risk Management
Capital Markets
Reporting Requirements
Publicly-Traded Companies
Regulatory Agenda
Financial Institutions
Investment
Investors
Financial Regulatory Reform
Investment Funds
UK
Shareholders
Trump Administration
FinTech
EU
Financial Conduct Authority (FCA)
Investment Management
Blockchain
Department of Justice (DOJ)
Environmental Social & Governance (ESG)
CFTC
Private Equity
Cryptoassets
Artificial Intelligence
Board of Directors
Investment Adviser
Executive Orders
Private Funds
Stablecoins
Securities Litigation
Financial Markets
Cybersecurity
Proposed Rules
Popular
Fraud
Initial Public Offering (IPO)
Mergers
Climate Change
Fiduciary Duty
Securities Fraud
Regulatory Oversight
New Guidance
Rulemaking Process
Broker-Dealer
Acquisitions
Foreign Corrupt Practices Act (FCPA)
Filing Requirements
Asset Management
Final Rules
Financial Crimes
European Securities and Markets Authority (ESMA)
Anti-Money Laundering
U.S. Treasury
Securities
Sustainability
Federal Reserve
New Legislation
Proposed Legislation
Class Action
European Commission
Anti-Corruption
Banking Sector
Shareholder Litigation
Securities Exchange Act
Appeals
Fund Managers
National Security
Investment Advisers Act of 1940
Delaware General Corporation Law
Whistleblowers
White Collar Crimes
Technology Sector
Corporate Misconduct
Executive Compensation
Delaware
Enforcement Priorities
Financial Industry Regulatory Authority (FINRA)
Venture Capital
Tax Planning
Business Entities
OCC
Securities Exchange Act of 1934
FDIC
Federal Trade Commission (FTC)
Regulation S-K
FinCEN
IRS
Employee Benefits
Prudential Regulation Authority (PRA)
Securities Act of 1933
Consumer Financial Protection Bureau (CFPB)
Corporate Counsel
Canada
China
Insider Trading
Securities Violations
Settlement
Derivatives
Special Purpose Acquisition Companies (SPACs)
Diversity
Ethics
Bribery
Data Privacy
Accredited Investors
Enforcement
Nasdaq
Corruption
Motion to Dismiss
Regulation D
Crypto Exchanges
Diversity and Inclusion Standards (D&I)
New Regulations
Antitrust Provisions
California
Filing Deadlines
Listing Rules
Policies and Procedures
Bank of England
Bitcoin
Capital Raising
Financial Reporting
Private Equity Funds
Proposed Amendments
Registered Investment Advisors
Controlling Stockholders
Foreign Investment
Penalties
Sustainable Finance
Decentralized Finance (DeFi)
Constitutional Challenges
Criminal Prosecution
Retirement Plan
EDGAR
Foreign Private Issuers
Internal Revenue Code (IRC)
Due Diligence
Beneficial Owner
Conflicts of Interest
European Banking Authority (EBA)
Government Agencies
Greenhouse Gas Emissions
Howey
Shareholder Proposals
Rule 506(c)
Tariffs
MiFID II
Consumer Financial Products
Tax Liability
Biden Administration
Form 10-K
Securitization
Consumer Protection Laws
SCOTUS
Exemptions
Proxy Season
Banks
HM Treasury
Income Taxes
Insurance Industry
Investigations
Administrative Procedure Act
Canadian Securities Administration
Safe Harbors
Corporate Transparency Act
Economic Sanctions
Hart-Scott-Rodino Act
Investor Protection
Proxy Statements
Competition
Contract Terms
Corporate Taxes
Environmental Policies
Alternative Investment Fund Managers Directive (AIFMD)
Compensation & Benefits
Digital Currency
Loans
Retail Investors
Department of Labor (DOL)
Lenders
Marketing
Technology
Texas
Books & Records
Capital Formation
Greenwashing
Institutional Investors
International Trade
Cayman Islands
Chief Compliance Officers
Data Protection
Hong Kong
Legislative Agendas
Premerger Notifications
State Attorneys General
Tax Reform
Transparency
Corporate Culture
D&O Insurance
Investment Company Act of 1940
Money Laundering
NYSE
Threshold Requirements
Valuation
CFIUS
Civil Monetary Penalty
Data Breach
Employee Retirement Income Security Act (ERISA)
Financial Statements
Leadership
Liquidity
No-Action Letters
Payment Systems
Proxy Voting
Small Business
Institutional Shareholder Services (ISS)
Recordkeeping Requirements
Schedule 13G
Self-Reporting
State and Local Government
401k
Machine Learning
Registration Requirement
Rule 10b-5
AML/CFT
Annual Reports
Coinbase
Comment Period
Hedge Funds
Risk Assessment
Startups
Supply Chain
False Claims Act (FCA)
Jurisdiction
Materiality
Regulatory Agencies
Rule 14a-8
Tokenization
Voluntary Disclosure
Alternative Investment Funds
Bonds
Clawbacks
Digital Operational Resilience Act (DORA)
Dodd-Frank
Equity Compensation
Filing Fees
Glass Lewis
Internal Controls
Investment Contract
Litigation Strategies
Nevada
Taxation
Third-Party Risk
Virtual Currency
Audits
Capital Requirements
Data Security
Emerging Growth Companies
Emerging Technologies
ETFs
Financing
Merger Controls
Misleading Statements
Shareholder Activism
Australia
Business Strategies
Consultation
Directors
EMIR
Form PF
France
Germany
Registration Statement
Regulatory Authority
Scienter
Unregistered Securities
Borrowers
Business Development Companies
Central Bank Digital Currency (CBDCs)
Innovation
Non-Fungible Tokens (NFTs)
Private Placements
Proposed Regulation
Public Comment
Required Forms
Bank Secrecy Act
Best Practices
Breach of Duty
Business Litigation
Capital Gains
Corporate Social Responsibility
Financial Services Committee
Form 8-K
Investment Firms
Judicial Authority
Office of Foreign Assets Control (OFAC)
Pharmaceutical Industry
Proxy Advisors
SBA
Schedule 13D
Shareholder Rights
Statutory Interpretation
Trade Relations
Whistleblower Protection Policies
Deregulation
European Supervisory Authorities (ESAs)
Licensing Rules
Life Sciences
Limited Liability Company (LLC)
Market Abuse
Mortgages
Mutual Funds
Private Equity Firms
Regulation
Stock Exchange
Trusts
Business Judgment Rule
Data Collection
Debt
Distributed Ledger Technology (DLT)
Employment Litigation
Entrepreneurs
Export Controls
Fees
Intellectual Property Protection
Interest Rates
Investment Opportunities
MiFID
New Rules
Professional Development
Public Offerings
Regulation A
Regulatory Standards
SEC v Jarkesy
Short Selling
Stock Options
US Trade Policies
Whistleblower Awards
AIFM
Attorney General
British Virgin Islands
Corp Fin
Cyber Incident Reporting
Employees
Equity
Federal Contractors
GAAP
Geopolitical Risks
Healthcare
Hong Kong Stock Exchange
IOSCO
Liability
Limited Partnerships
Market Manipulation
Market Participants
NYDFS
Private Investment Funds
Prospectus
Regulatory Freeze
Renewable Energy
Tax Credits
BlackRock
BSA/AML
Commodities
Compliance Dates
Corporate Officers
Cyber Attacks
Discovery
Disgorgement
Dismissals
Enforcement Guidance
Fannie Mae
Foreign Policy
Form 10-Q
Hackers
Healthcare Fraud
Incentive Compensation
Incorporation
Innovative Technology
Insurance Litigation
JOBS Act
Luxembourg
Merger Agreements
Minority Shareholders
Privacy Laws
Putative Class Actions
Reverse Stock Splits
Securities Tokens
SFDR
Social Media
Third-Party
Training
Activist Investors
Anti-Bribery
Antitrust Division
Antitrust Violations
Bermuda
Brazil
Capital Requirements Regulation (CRR)
Commodity Exchange Act (CEA)
Companies Act
Confidential Information
Corporate Finance
Corporate Restructuring
Cross-Border Transactions
Debt Securities
Ethereum
Form D Filing
Guidance Update
Israel
Loss Causation
Mexico
MiFIR
Mining
Offerings
Pensions
Qualified Small Business Stock
Remediation
Sanctions
Secondary Markets
Self-Disclosure Requirements
Singapore
Summary Judgment
Tax Exemptions
Token Sales
UCITS
10b5-1 Plans
Administrative Law Judge (ALJ)
Algorithms
Amended Legislation
Appellate Courts
Bankruptcy Court
Business Development
CDIs
CIMA
Commercial Litigation
Compliance Monitoring
Cooperation
Corporate Crimes
Creditors
Crowdfunding
Deadlines
Decentralized Autonomous Organization (DAO)
Delisting
Department of Financial Protection and Innovation (DFPI)
Department of Government Efficiency (DOGE)
Electronic Communications
Electronic Filing
Estate Planning
FHFA
Financial Stability Board
Food and Drug Administration (FDA)
FSMA
Government Investigations
Infrastructure
Loper Bright Enterprises v Raimondo
MNPI
NCUA
Non-Bank Lenders
Ponzi Scheme
Portfolio Managers
Proxy Voting Guidelines
Regulation Best Interest
Remuneration
Retirement
Russia
Sandbox
SEC Examination Priorities
Serious Fraud Office (SFO)
Significant Transnational Criminal Organization
Stays
Strategic Planning
Suspicious Activity Reports (SARs)
Sustainable Business Practices
The Clayton Act
Trading Platforms
Unfair or Deceptive Trade Practices
Advertising
Amended Rules
Annuities
Antitrust Litigation
Bitcoin Mining
Breach of Contract
Cartels
CD&I
Clean Energy
Clinical Trials
Closed-End Funds
Compensation
Cross-Border
Economic Growth
Energy Sector
European Central Bank
FCC
Financial Reporting Council (FRC)
Financial Services and Markets Act
Foreign Corporations
Form ADV
Futures
Global Market
India
Insurance Claims
Insurance Regulations
Investment Companies
MD&A Statements
Middle East
Misrepresentation
NAV
New Amendments
PCAOB
Policy Statement
Portfolio Companies
Preliminary Injunctions
Private Offerings
Registered Funds
Regulation S-P
Regulatory Violations
REIT
Rule 506 Offerings
Scams
Semiconductors
Size of Persons Test
Stakeholder Engagement
Switzerland
Tax Court
Tender Offers
Transfer Agents
Webinars
Withdrawal
Accounting
Acquisition Agreements
Affirmative Action
ASIC
BaFin
Bankruptcy Code
Basel III
Benchmarks
Benefit Plan Sponsors
Biotechnology
Brokers
Buyouts
Carried Interest
Chapter 11
Chevron Deference
Collective Investment Schemes
Compliance Management Systems
Consumer Privacy Rights
Continuing Legal Education
Corporate Financing
Corporate Sustainability Reporting Directive (CSRD)
Debt Financing
Donald Trump
Due Process
Duty of Loyalty
Employee Training
Employment Contract
ESOP
Financial Instruments
Form 20-F
Form S-1
Funding
Governance Standards
Hiring & Firing
Incentive Stock Options
Intellectual Property Litigation
Investment Fraud
Israel Securities Authority (ISA)
Listing Standards
Market Volatility
Material Nonpublic Information
Medical Devices
Money Market Funds
Non-Compete Agreements
OECD
Outbound Transactions
Over The Counter Derivatives (OTC)
Payment Services Directive
PSLRA
Race Discrimination
Real Estate Investments
Risk Factors
Risk Mitigation
Sarbanes-Oxley
Section 11
SECURE Act
Senate Confirmation Hearings
Shareholder Meetings
SIFMA
Small and Medium-Sized Enterprises (SMEs)
Standing
Structured Finance
Subpoenas
Supervision
Takeovers
Tax Returns
Taxonomy
Trade Wars
United States
Voting Rights
Administrative Appointments
Administrative Proceedings
America First Trade Policy
American Rescue Plan Act of 2021
Arbitration
Asset Tokens
Asset-Backed Securities
Attorney-Client Privilege
Audit Committee
Basel Committee on Banking Supervision (BCBS)
Boeing
Business Ownership
Capital Gains Tax
Carbon Emissions
Central Bank of Ireland
Chile
Climate Action Plan
Commercial Bankruptcy
Congressional Review Act
Contract Disputes
Corporate Sales Transactions
Corporations Code
Criminal Investigations
CSDR
Cybersecurity Information Sharing Act (CISA)
Data Management
DE Supreme Court
Debt Collection
Department of Health and Human Services (HHS)
Discrimination
Elon Musk
Employee Rights
Employee Stock Purchase Plans
Energy Policy
Entire Fairness Standard
Environmental Litigation
Environmental Protection Agency (EPA)
Evidence
Exchange-Traded Products
Exempt Reporting Advisers (ERAs)
Exit Strategies
Fair Credit Reporting Act (FCRA)
False Statements
FATF
Federal Budget
Florida
Foreign Adversaries
FTSE
General Data Protection Regulation (GDPR)
General Solicitation
Green Bonds
Green Finance
HMRC
HUD
Independent Directors
Individual Retirement Account (IRA)
Influencers
Information Technology
Interested Parties
Interlocking Directorate
Interpretive Letters
Island of Guernsey
Layoffs
Leveraged Finance
Malware
Mitigation
New York
NLRB
NVIDIA
Offering Documents
OMB
Online Platforms
Ontario Securities Commission (OSC)
Partnerships
Petition for Writ of Certiorari
Pilot Programs
Pre-Merger Filing Requirements
Privately Held Corporations
RegTech
Regulation S-T
Rescission
Rule 144A
Securities Act
Securities Exchanges
Settlement Agreements
Size of Transaction Test
Smart Contracts
Swap Dealers
Swaps
Tax Cuts and Jobs Act
Tax Deductions
TCPA
Thought Leadership
Trademarks
TripAdvisor
United Arab Emirates (UAE)
Verification Requirements
Wage and Hour
Women in the Law
Aiding and Abetting
AIM
Alberta Securities Commission
American Airlines
Annual Meeting
Anti-Kickback Statute
Appraisal
Asset Valuations
Attorney's Fees
Australian Securities Exchange (ASX)
Best Execution
Blue Sky Laws
Bond Markets
Buy Now Pay Later (BNPL)
Buyers
Cease and Desist Orders
CEOs
Clearing Agencies
Collateralized Loan Obligations
Colombia
Confidential Documents
Consolidated Audit Trail
Conversion
Convertible Bonds
Copyright
Coronavirus/COVID-19
Corporate Conversions
CSSF
Custody
Cyber Crimes
Cyber Threats
Data Reporting
Debt Restructuring
Debtors
Derivative Suit
Derivatives Clearing Organizations
Dispute Resolution
Dividends
Documentation
Educational Institutions
EFTs
EIOPA
Elder Abuse
Employee Retention
Employment Policies
Enforcement Statistics
Equal Employment Opportunity Commission (EEOC)
Exports
Facebook
FBI
FICC Market Standards Board (FMSB)
First Amendment
Foreign Direct Investment
Foreign Entities
Foreign Issuers
Form 13F
Forum Selection
Fraud and Abuse
Freddie Mac
FSB
Gambling
General Partnerships
Hong Kong Securities and Futures Commission (HKSFC)
IFRS
Imports
Information Governance
Initial Coin Offering (ICOs)
Institutional Limited Partners Association (ILPA)
International Emergency Economic Powers Act (IEEPA)
International Tax Issues
Internet Memes
Investment Portfolios
IRA Rollovers
Ireland
Joint Venture
Know Your Customers
Latin America
Legal Technology
Libor
Lock-Up Agreement
London Stock Exchange
Material Misstatements
Member State
Mental Health
Modern Slavery Act
Modernization
Mortgage Lenders
Municipal Bonds
NAIC
NCAA
Non-GAAP Financial Measures
OIRA
Omissions
Ontario
Oregon
Outsourcing
Patriot Act
Policy Exclusions
Policy Terms
Presidential Memorandum
Private Company Shares
Ransomware
Real Estate Transactions
Regulation S
Relationship Development
Restricted Stocks
Retaliation
Reverse Mergers
Ripple
Rule 504
Saudi Arabia
Say-on-Pay
Section 162(m)
Secured Overnight Funding Rate (SOFR)
Securities Transactions
Sellers
Senior Managers
Seventh Amendment
Share Buybacks
Shareholder Approval
SIBA
Smaller Reporting Companies
Software
Sports
Stewardship Code
Stock Appreciation Rights
Stress Tests
Supreme Court of Canada
Takeover Code
Tax Incentives
Telecommunications
Terrorism Funding
Tesla
Trustees
U.S. Commerce Department
UK Competition and Markets Authority (CMA)
Underwriting
Vacated
Vanguard
Waivers
Wire Fraud
403(b) Plans
Administrative Procedure
Administrative Resignation
Affordable Housing
AIFs
Angel Investors
Anti-Fraud Provisions
Argentina
Article II
Automation Systems
Bank Recovery and Resolution Directive (BRRD)
Bots
Breach Notification Rule
Business Disputes
Business Formation
Business Operations
C-Corporation
C-Suite Executives
Cannabis Products
CARB
Caremark claim
Causation
Celebrities
Chief Ethics and Compliance Officers (CECO)
Child Labor
Civil Rights Act
Class Members
Clean Air Act
Cole Memorandum
Collateral
Commercial Insurance Policies
Commission Delegated Regulation
Companies Law
Complex Corporate Transactions
Confidentiality Agreements
Confidentiality Policies
Congressional Committees
Consumer Financial Protection Act (CFPA)
Consumer Price Index
Contract Interpretation
Copyright Infringement
Corporate Bonds
Corporate Communications
Corporate Issuers
Covered Business
Covered Employees
Credit Facilities
Credit Ratings
Credit Unions
Critical Infrastructure Sectors
CSBS
Custody Rule
Customer Identification Program (CIP)
Customer Protection Rule
Customs and Border Protection
Damages
Dealers
Dear CEO Letter
Deeds
Defense Sector
Deferred Prosecution Agreements
Defined Contribution Plans
Denial of Certiorari
Department of Defense (DOD)
Depository Institutions
Digital Securities
Direct Listing
Distressed Debt
Domicile
Draft Guidance
e-Discovery
EFTA
Electronic Fund Transfer Act
Electronically Stored Information
Eligibility
Employee Engagement
Employer Liability Issues
Employment Discrimination
Encryption
Energy Projects
Equal Protection
EU Market Abuse Regulation (EU MAR)
European Benchmark Regulation (BMR)
European Data Protection Board (EDPB)
European Parliament
Events
Exit Planning
Extraterritoriality Rules
Failure To Disclose
Fair Market Value
False Advertising
FASB
FCPA Corporate Enforcement Policy (CEP)
Federal Funding
Federal Labor Laws
Fee Caps
FEPA
Financial Action Task Force
Financial Regulatory Agencies
Financial Transactions
Fines
Fiscal Year
Forced Labor
Foreign Agents
Foreign Agents Registration Act (FARA)
Forensic Accounting
Form N-PORT
Franchisors
Free Trade Agreements
Fund Sponsors
Futures Commission Merchants (FCMs)
GAO
Gary Gensler
Going-Private Transactions
Good Faith
Government Efficiency
Government Shutdown
Grantor Trusts
Health Care Providers
Health Insurance Portability and Accountability Act (HIPAA)
High Yield Bonds
HKEx
Holidays
Hong Kong Monetary Authority (HKMA)
Housing Market
Huawei
Human Rights
Immigration Procedures
Incident Response Plans
Independent Contractors
Information and Communication Technology (ICT)
Insolvency
Internal Investigations
Internal Reporting
Investment Products
Japan
Law Enforcement
Lending
Leveraged Loans
LGBTQ
Liquidity Management
Long-Term Investment Funds
Luxembourg Stock Exchange
Malaysia
Manufacturers
Margin Requirements
Marijuana
Marijuana Related Businesses
Medicare
Medicare Fraud