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ERISA Fiduciary Duty SCOTUS ESOP FIfth Third Bancorp v Dudenhoeffer SEC Breach of Duty Retirement Plan Stock Drop Litigation 401k US Bancorp Whistleblowers DOL Employee Benefits Investment Adviser Duty of Prudence Class Action Dodd-Frank Sarbanes-Oxley Benefit Plan Sponsors Best Interest Contract Exemptions Fifth Third Mortgage Company Popular Fiduciary Rule Securities Fraud Compliance Conflicts of Interest Enforcement Actions IRA Stocks Whistleblower Protection Policies Corporate Counsel Dismissals Executive Compensation Retaliation Shareholders Anti-Retaliation Provisions Insider Trading Pensions Statute of Limitations Broker-Dealer Disclosure Requirements Employee Stock Purchase Plans Excessive Fees Hiring & Firing IRS Pleading Standards Trustees Whistleblower Awards Appeals Fraud Misrepresentation Securities Litigation Amgen Board of Directors Internal Revenue Code (IRC) Investment Management Lawson v FMR Moench Presumption Motion to Dismiss Say-on-Pay Settlement Trump Administration CEOs Class Certification Directors Employer Liability Issues Final Rules Financial Adviser Hedge Funds Investment Funds Mutual Funds Plan Administrators Publicly-Traded Companies Retirement Securities Act of 1933 Statute of Repose Amgen v Harris Banks Delays Derivative Suit DOJ Enforcement Equity Compensation False Claims Act (FCA) False Statements FCPA Halliburton Halliburton v Erica P. John Fund Incentive Compensation Internal Reporting Pay-To-Play Personal Liability Prohibited Transactions Reasonableness Factors Retirement Plan Providers RMBS Section 11 Securities Exchange Act Shareholder Litigation Wrongful Termination Adverse Employment Action Appraisal Auditors Bad Faith Books & Records Brokers Buy-Out Agreements Canada Chief Compliance Officers Citigroup Closely Held Businesses Commercial Bankruptcy Contractors Custody Rule Cyan Inc v Beaver Cty Emps Ret Fund Defined Benefit Plans Defined Contribution Plans Duty of Loyalty Evidence Exceptions Failure To State A Claim Federal Rule 12(b)(6) Financial Services Industry FINRA FMR LLC Forfeiture Fraud-on-the-Market Insurance Industry Internal Controls Investors Morgan Stanley Motion To Enjoin New Guidance Objective Unreasonableness Standard Omnicare Omnicare v Laborers District Council Pension Funds Pleadings Presidential Memorandum Principal Transaction Exemption Private Equity Private Equity Funds Professional Liability Protected Activity Proxy Season Public Disclosure Regulation S-K Risk Management Scienter Securities Act Settlement Agreements Social Media Stock Options Stock Purchase Agreement Subcontractors Summary Judgment Tibble v Edison Int TPAs UBS Valuation White Collar Crimes 1099s Admissible Evidence Affordable Care Act Amended Rules American Pipe & Construction Co. v. Utah Annual Meeting Anti-Corruption Anti-Money Laundering Arbitration Asset Diversification Asset Management Attorney-Client Privilege Audits Automatic Enrollment Bank Secrecy Act Basic v Levinson Belgium Best Interest Standard Bonds Breach of Contract Business Development Business Development Companies Business Judgment Rule Business Valuations C-Suite Executives CAFA CalPERS CalPERS v ANZ Securities Caremark claim Carried Interest Causation Cease and Desist Cease and Desist Orders Cell Phones Certificates of Incorporation Certiorari CFOs CFTC Charles Schwab Clawbacks Code of Conduct Compensation Agreements Compensation Committee Confidential Information Corporate Officers Corporate Taxes Covered Transactions Criminal Sanctions Cross-Border Custody Cybersecurity Data Breach Defense Strategies Deferred Stock Incentive Plans Demand Futility Denial of Benefits Derivatives Determination Letter Digital Realty Trust Inc v Paul Somers Director Compensation Disability Benefits Disclosure Disgorgement Dispute Resolution Divestiture Document Retention Policies Due Diligence DuPont Duty to Investigate Electronically Stored Information Embezzlement Employer Mandates Employment Policies Enforcement Statistics Enron Equitable Estoppel Equitable Relief Equitable Tolling Equity Plans ETFs Ethics European Court of Justice (ECJ) Executive Branch Exemptions Failure To Disclose Fairness Standard Federal Contractors Federal Employees Federal Reserve Federal Rules of Civil Procedure Federal v State Law Application Fee Disclosure Fees FICA Taxes Fidelity Investments Field Assistance Bulletins Financial Conduct Authority (FCA) Financial Markets Financial Statements Florida Form 1098-T Form 5500 Former Directors Former Employee Forum Selection FRCP 12(b)(2) FSMA Fund Managers Genetically Engineered Seed Going-Private Transactions Goldman Sachs Grants Gross Negligence Gucci Health Insurance Heightened Scrutiny Home Depot Incentives Income Taxes Independent Contractors Inflated Stock Purchase Price Institutional Investors Insurance Brokers Interest Income Interference Claims Intermediaries Internal Investigations International Tax Issues Inversion Investigations Investment Investment Advisers Act of 1940 Investor Protection IPO IRC Section 83(b) ISS Item 303 Joint and Several Liability Jury Verdicts Justifiable Reliance Lawson Lehman Brothers Leidos Inc v Indiana Public Retirement System LendingClub Litigation Strategies Loss of Income Management Fees Managers Market Abuse Material Misrepresentation Material Nonpublic Information Materiality Merrill Lynch MiFID II Misappropriation Mismanagement Missing Persons Mitigation Mobile Apps Monsanto Mootness More Harm Than Good Standard Mortgages Motion To Intervene MSRB Multi-Employer Pensions Municipal Advisers Negligence Negligent Supervision No-Action Letters Non-Compete Agreements Non-Solicitation Agreements Nonbank Firms Nordstrom Inc. Nvidia OCIE OFCCP Office of Government Ethics (OGE) OMB Omissions Ontario Securities Act Opt-Outs Oracle Overpayment Packaged Retail And Insurance-Based Investment Products (PRIIPS) Partnership-in-Fact Patent Infringement Patent Trolls Patents PCAOB Penalties Personal Benefit Plan Participants PLSRA Policy Violations Ponzi Scheme Portfolio Companies Preferred Shares Preliminary Injunctions Prescription Drugs Presumption of Reliance Private Offerings Private Placements Private Right of Action Privately Held Corporations Privileged Communication Professional License Proxies Public Comment Public Employees Puerto Rico Qualified Retirement Plans Qui Tam Ratification Reaffirmation Rebuttable Presumptions Recess Appointments Recordkeeping Requirements Registered Investment Advisors Registration Registration Statement Remand Remedies Removal Reporting Requirements Request For Information Restricted Stocks Restrictive Covenants Retirement Funds Revenue Sharing Revlon Ring-Fencing RJ Reynolds Rule 10b-5 Rule 23 SAC Capital Sales Commissions Sanctions Search & Seizure Search Warrant Section 10(b) Section 10(b)-5 Section 13 Section 220 Request Section 404 Section 510 Self-Dealing Service Charges Severance Pay Share Classes Shareholder Approval Shareholder Distributions Shareholder Rights Shareholder Votes SLUSA SnapChat Solicitor General Spoliation Stakeholder Engagement Standard of Review Startups State Securities Claims STOCK Act Stock Ownership Stock Trades Subsidiaries Sun Capital Partners Supervision Supervisors Surety & Fidelity Symantec Tax Litigation Tax Planning Tax Refunds Third-Party Agents Title Insurance Tolling Tolling Agreement Transfers UCITS UK Underwriting Unjust Enrichment Vesting Vicarious Liability Volcker Rule Waivers Warrantless Searches Waste Wiest v Lynch Withdrawal Liability WorldCom Written Agreements