Securities Civil Remedies

SEC Enforcement Actions Whistleblowers Disgorgement Dodd-Frank Securities Fraud Whistleblower Awards SCOTUS Shareholders Class Action Insider Trading Securities Litigation Statute of Limitations Settlement Shareholder Litigation Enforcement Appeals Fiduciary Duty Securities Exchange Act Fraud Corporate Counsel Breach of Duty Dismissals Compliance Board of Directors Kokesh v SEC Popular Civil Monetary Penalty Sarbanes-Oxley Attorney's Fees RMBS CFTC Investment Adviser Citigroup Retaliation UK Derivative Suit DOJ Putative Class Actions Securities Act of 1933 Bylaws FCPA Mergers Whistleblower Protection Policies Conflict Mineral Rules Corporate Governance Fee-Shifting Hedge Funds Preliminary Injunctions Damages Delaware General Corporation Law FINRA Injunctions Permanent Injunctions SEC v Citigroup Securities Violations Judge Rakoff Misappropriation Injunctive Relief NAM White Collar Crimes Class Certification Disclosure Requirements Minority Shareholders Misrepresentation Securities Employer Liability Issues Investors Merger Agreements Penalties Sanctions Scienter Appraisal Broker-Dealer Conflicts of Interest Corporate Officers Criminal Prosecution Investment Management Ponzi Scheme Risk Management Anti-Retaliation Provisions Breach of Contract Canada Chevron Deference Controlling Stockholders Financial Services Industry Hiring & Firing Interlocutory Appeals Motion To Stay Derivatives DOL EU First Amendment Fraud-on-the-Market Oil & Gas Prejudgment Interest Proxy Statements Shareholder Votes Stocks ALJ Collateralized Debt Obligations Confidential Information Consent Decrees Financial Institutions Fines Material Misstatements Mortgage-Backed Securities Punitive Damages Summary Judgment Trustees Appointments Clause Arbitration Cease and Desist China Clawbacks ERISA Failure To Disclose Forfeiture Illegal Tipping JPMorgan Chase Material Nonpublic Information Neither Admit Nor Deny Settlements Personal Benefit Personal Liability Pharmaceutical Industry PSLRA Reporting Requirements Severance Agreements Shareholder Rights Swaps US v Newman Acquisitions Administrative Hearings Amgen Amgen Inc. v Connecticut Retirement Plans Bank of America Business Judgment Rule CEA Chief Compliance Officers Declaratory Relief Directors False Statements Financial Conduct Authority (FCA) Form SD Investment Advisers Act of 1940 Morgan Stanley Motion to Dismiss Municipal Bonds Mutual Funds Position Limits Restitution Reversal Rule 10b-5 Shareholder Proposals Standard of Review Stock Purchase Agreement Administrative Procedure Act Annual Meeting Anti-Money Laundering Article II Australia Bad Faith Banking Sector Bribery Burden of Proof CEOs Commercial Bankruptcy Credit Suisse DE Supreme Court Disclosure Discovery Discovery Rule Dismissal With Prejudice Duty of Loyalty Equitable Relief Executive Compensation False Claims Act (FCA) Financial Markets Financial Statements FinCEN Forum Selection Gabelli v SEC Halliburton IRS Jury Trial Manufacturers Merrill Lynch Motion for Summary Judgment Municipalities Pensions Rebuttable Presumptions Standing Subject Matter Jurisdiction Supplemental Disclosures Wal-Mart Anti-Corruption Arbitration Awards ATP Tours Audits Bear Sterns Books & Records Buyouts C&J Energy C-Suite Executives Cause of Action Accrual Change of Ownership Closely Held Businesses Commodities Exchange Act Confidentiality Agreements Contract Interpretation D&O Insurance Dirks v SEC Due Diligence Employment Contract Enforcement Statistics Entire Fairness Standard Excessive Fees Exclusive Jurisdiction Extraterritoriality Rules Fair Market Value Federal Jurisdiction Financial Adviser FSMA Halliburton v Erica P. John Fund Incentive Compensation Internal Controls Internal Investigations Investment Fraud Investment Funds Jurisdiction Liquidation Mary Jo White Money Laundering Negligent Misrepresentation Oppression Remedy Pleading Standards Protected Activity Publicly-Traded Companies Remand Remedies Representations and Warranties Retirement Plan Settlement Agreements SLUSA Solicitation Transparency Underwriting US v Salman Waivers Young Lawyers 401k Abuse of Discretion Adverse Employment Action Aiding and Abetting American Rule Annual Reports Apple Asset Freeze Bernie Madoff BP Brokers Business Litigation Business Valuations Cease and Desist Orders Certiorari CFOs CFPB CMBS Confidential Witnesses Corporate Liability Corporate Misconduct Corporate Taxes Corporations Code Custody Rule Cy Pres Funds Debt Securities Defamation Demand Futility Deutsche Bank Dilution Disclosure-Based Settlements E*Trade Energy Sector ESOP European Securities and Markets Authority (ESMA) Evidence FDA Federal Contractors Fees FERC Financial Regulatory Reform FIRREA Foreign Investment Foreign Nationals Fourth Amendment Fund Managers GAAP Goldman Sachs Government Investigations Health Net HM Treasury Hong Kong Incentives Indemnification Institutional Investors Insurance Industry Investment Company Act of 1940 Lawson v FMR Legislative Agendas Market Manipulation Material Misrepresentation MiFID II Mortgages Municipal Advisers Negligence No-Action Relief Notice Requirements Offering Fraud Omissions Ontario Securities Commission (OSC) Ordinary Business Exception Petrobras Poison Pill Price Manipulation Private Equity Private Equity Funds Private Right of Action Privately Held Corporations Professional Liability Proxy Season Public Disclosure Registration Requirement Regulation SHO Rescission Retroactive Application Revlon Standard Rule 10(b) Rule 11 Section 10(b) Section 304 Serious Fraud Office Shareholder Meetings Shareholder Oppression Split of Authority State Law Claims Termination Trulia UBS US Bancorp Vacated 28 USC 1331 Administrative Appointments Administrative Proceedings Admissions of Liability Ancestry.com Annuities Appraisal Rights Asset Management Asset-Backed Securities Assignments Automotive Industry Barclays Best Execution Best Management Practices Blue Sky Laws Bonds Brazil Breach of Warranty Buy-Out Agreements CAFA Calculation of Damages CalPERS v ANZ Securities Capital Markets Capital One Causation Chadbourne & Parke LLP v Troice Chamber of Commerce CME Comcast v. Behrend Commercial Court Common Stock Compensatory Damages Consent Contract Negotiations Convictions Corruption Corwin Doctrine Countrywide Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Criminal Code Criminal Investigations Cross Motions Dark Pool Debt Debt Restructuring Declaratory Judgments Defense Strategies Deferred Prosecution Agreements Distribution Rules Dole Food Due Process Email EMIR Employee Benefits Equity Compensation Exculpatory Clauses Expungement Failure To State A Claim Fairness Standard Fannie Mae Federal Reserve FHFA Fiduciary Rule Fifth Amendment Filing Deadlines Final Rules Former Employee Freddie Mac Gartenberg Factors General Partnerships Germany Going-Private Transactions Good Faith Harbinger Capital Partners LLC Hewlett-Packard High Frequency Trading Indictments Intel Interest Rates Internal Reporting Internal Revenue Code (IRC) International Litigation Investment ISDA ISDA Master Agreement Joint Venture Judicial Review Jury Verdicts Lawson Leveraged Buyout Libor Limited Liability Company (LLC) Limited Partnerships Liquidity Loss Causation Malicious Prosecution Mandatory Victim's Restitution Act Market Abuse Materiality Mediation Merrill Lynch v Manning Misleading Statements Mootness Motion to Vacate MSRB Municipal Securities Issuers Netherlands Non-Compete Agreements Non-Prosecution Agreements Objective Falsity OCIE Omnicare v Laborers District Council Opt-Outs OSHA PCAOB Pending Legislation Petition for Writ of Certiorari Pleadings Preemption Preferred Shares Presumption of Reliance Private Equity Firms Proposed Amendments Proposed Regulation Proxy Contests Public Offerings Public Officials Qualcomm Qui Tam Receivership Regulatory Agenda Relators Remediation Repurchases Resource Extraction Restraining Orders Restrictive Covenants Retroactivity Risk Assessment Rule 21F S&P SAC Capital Say-on-Pay Self-Dealing Settlement Offer Seventh Amendment Shareholder Activism Sothebys Specific Performance Statistical Sampling Statute of Repose Stock Drop Litigation Stock Options Stock Transfer Restrictions Strategic Enforcement Plan Subpoenas Tax Deductions Tender Offers Third-Party Service Provider Tolling Agreement Tribunals Trump Administration Tyson Foods v Bouaphakeo Unregistered Securities Valuation Verizon Volkswagen Waiting Periods Walgreens Warrantless Searches Wells Fargo Willful Misconduct Wrongful Termination 12b-1 plan Abuse of Power Accounting Controls Acquisition Agreements Actual Malice Administrative Appeals Administrative Authority Administrative Monetary Penalties Administrative Review Board Admissible Evidence Adoption Affirmative Defenses After-Acquired Evidence Agricultural Sector AIG AIM Allstate Amended Complaints American Bankers Association American Pipe & Construction Co. v. Utah Anheuser-Busch Anti-Bribery Anti-Competitive Anti-Rebate Statutes Anti-Reliance Clauses Apple v Samsung Arbitrage Arbitrary and Capricious Arbitration Agreements Argentina Arms Length Transactions Article I Article III Articles of Incorporation Ascertainable Class Asset Transfer Asset Valuations Assured Guaranty Corp. ATMs Attorney Generals Attorney Misconduct Attorney-Client Privilege Auditors Australian Securities and Investments Commission Austria Bailout Bank Fraud Bank of New York (BNY) Mellon Banks Beer Beneficial Owner Beneficiaries Benefit Plan Sponsors Best Interest Contract Exemptions Bids Bilateral Investment Treaties Bio-Rad Laboratories Biotechnology Blockchain Blue Pencil Contract Modification Board Deferance Boeing Bond Financing Breweries British Virgin Islands Broken Windows BRRD Business Corporation Act Business Court Division Business Formation Business Roundtable Business Taxes Buy-Sell Agreements Buyers CalPERS Campbell Ewald v Gomez Capital Raising Caremark claim Case Consolidation Casinos Cell Phones CFPOA Change in Control Chapter 11 Charitable Organizations Charles Schwab Chevron Choice of Entity Civil Conspiracy Civil Penalty Fund Class Action Arbitration Waivers Class Members Class Representatives Clear and Convincing Evidence Clearing Agencies Clickwrap Agreements Clinical Trials CNIL Co-Conspirators Coal Ash Collateralized Loan Obligations Colleges Comment Period Commercial Speech Commodities Companies Act Compensatory Awards Complex Corporate Transactions Consent Order Consequential Damages Consideration Consolidated Audit Trail Conspiracies Construction Contracts Consumer Financial Products Consumer Reporting Agencies Contempt Contract Disputes Contract Formation Contract Termination Contract Terms Contractors Contribution Claims Control Person Convertible Bonds Convertible Notes Cooperation Corporate Charters Corporate Culture Corporate Deadlock Corporate Executives Corporate Fraud Corporate Records Corporate Sales Transactions Corporate Veil Counterclaims Counterparties Court-Appointed Custodians Credit Agreements Credit Cards Credit Default Swaps Credit Reporting Agencies Creditors Crime Victims Criminal Conspiracy CTA Customer Due Diligence (CDD) Cybersecurity Damage Caps Data Breach Data Privacy Databases Date of Valuation Daubert Standards Deadlines Debt Collection Debt Financing Debt-Equity Debtor-Creditor Debtors Deceptive Intent Deepwater Horizon Defective Corporate Acts Defend Trade Secrets Act (DTSA) Defense Contracts Defined Contribution Plans Delegation Doctrine Dell Department of Agriculture Department of Business Oversight Design Patent Digital Realty Trust Inc v Paul Somers Disclaimers Disclosure Settlement Discrimination Dispute Resolution Disqualification Diversity Divestiture DMV Document Productions Doffing Donning Drinking Water Duke Energy Dukes v Wal-Mart Duty of Care Duty of Prudence Duty to Disclose Earn-Outs EB-5 eBay EBITDA Elder Abuse Electric Cooperative Electronic Agreements Electronic Evidence Electronically Stored Information Emotional Distress Damages Employee Definition Employee Rights Employee Shareholders Employment Rights Act Enforcement Authority Enforcement Guidance Enterprise and Regulatory Reform Act Entrepreneurs EPA Equitable Estoppel Equitable Surcharge Equitable Tolling Equity Securities Escheat Escrow Accounts Ethics Ethics Breach EU Data Protection Laws EU Market Abuse Regulation (EU MAR) European Banking Authority Evidence Suppression Evidentiary Rulings Ex Parte Examination Priorities Exit Strategies Expectation Damages Expedited Discovery Expert Reports Exploitation Failure to Notify Fair Price Fair Valuation Fair Value Standard Fair Work Act False Advertising False-Certification of Conformance Family Businesses Farms FCRA FDIC Federal Arbitration Act Federal Loans Federal Power Act Federal Priority Act Federal Rule 12(b)(1) Federal Rules of Civil Procedure Fee Reductions Fiat Filing Requirements Final Judgment Financial Abuse Financial CHOICE Act Financial Reporting Financial Transactions FINRA Hearing Panel Firearms First Derivative Traders First Impression Florida FLSA Forced Sales Foreclosure Sales Foreign Banks Foreign Corporations Foreign Official Foreign Securities Forfeiture Statutes Form 10-K Form 10-Q Form 8-K Form ADV Forum Fracking France Fraud Prevention Fraudulent Conveyance Fraudulent Inducement Fraudulent Transfers Freeze-Out Mergers Frivolous Lawsuits Front Pay Futures GAAR Global Marketplace Global Systemically Important Financial Institutions (GSIFI) Google Green Cards Gross Negligence Groundwater Guilty Pleas Gun Manufacturers Hackers Health Care Providers Health Insurance Heinz Herballife HKEx Home Depot Honeycutt v. United States HSBC Imminent Harm Incentive Stock Options Income Taxes Indemnity Indemnity Agreements Independence Rules Independent Boards Independent Director India Inflated Stock Purchase Price Inflation Adjustments Information Reports Injury-in-Fact Inspection Rights Interest Rate Adjustments Interlocutory Orders InterMune International Arbitration Internet Service Providers (ISPs) Investigations Investment Companies Investor Protection Irrebuttable Presumptions Irreparable Harm ISS Janus Capital Group Japan Joint and Several Liability Judicial Appointments Judicial Dissolution Judicial Notice Judicial Records Judicial Remedies Judicial Settlement Agreements Jury Awards Justice Scalia Kickbacks Kohls KPMG Kraft Labor Code Late Notices Law Enforcement Layne Christensen Co Leave to Amend Legal Advice Privilege Legal Ethics Legal History Lehman Brothers Letters of Intent License Agreements Liens Likelihood of Success Limitation of Liability Clause Liquidated Damages Litigation Hold Living Will Lloyds of London Loan Agreements Loan Market Association Loans Lockheed Martin Majority Shareholders Manifest Disregard Market Participants MCDC Member State Members Membership Interest Merck Merger Clause Minerals Mining Misallocation of Funds Misclassification Money Transmission Act Money Transmitter Morrison v National Australia Bank Mortgage Servicers Motion To Enjoin Motion to Expedite Motion To Strike Motion to Withdraw Multidistrict Litigation Multiemployer Plan Multinationals National Association of Manufacturers Natural Gas Natural Gas Act Natural Resources NCUA Negotiations Neil Gorsuch NERA New Regulations New York Times News Corp News Stories Nextel No-Action Letters Non-Judicial Settlement Agreements Non-Monetary Payments Non-Signatories Non-Solicitation Agreements NRSRO NSA NYDFS Obstruction of Justice Ocwen OFCCP Offsets Offshore Companies Offshore Funds Oil Spills Operating Agreements Order to Stay Parallel Claims Partial Summary Judgments Partnerships Patriot Act Patronage Capital Pay-To-Play PayPal Payroll Taxes PBGC Perjury Phone-Hacking Scandal Piercing the Corporate Veil Plan of Arrangement Playboy Policies and Procedures Portfolio Managers Post-Closing Money Damages Post-Judgment Enforcement Actions Predominance Requirement Preferential Transfers Pricing Private Fund Limited Partnerships (PFLPs) Private Funds Private Sector Private Securities Litigation Reform Act of 1995 Privileged Documents Privity of Contract Probable Cause Professional Misconduct Progressive Casualty Insurance Company Proof of Loss Property Damage Property Insurance Proposed Legislation Proprietary Trading Protective Covenants Proxy Materials Proxy Put Proxy Voting Guidelines Prudential Regulation Authority Public Employees Public Interest Disclosure Act Public Policy Public Procurement Policies Public Sector Purchase Agreement Qualified Purchaser Qualified Retirement Plans Raj Rajaratnam Rajat Gupta Rare Earth Metals Ratification Rating Agencies Real Estate Investments Record Preservation Reformation Registered Investment Advisors Registration Registration Statement Regulation A