Sunday Book Review: November 9, 2025, The Top November Business Books Edition
10 For 10: Top Compliance Stories For the Week Ending, November 8, 2025
ACI-FCPA Conference Speaker Preview Series - Ricardo Wagner de Araujo on Potential Trouble in your (Latin American) Supply Chain
Compliance and AI: Future-Proofing Compliance with AI: Strategies for 2026 and Beyond
Compliance Tip of the Day - NBA Betting Scandal - Rebuilding a Culture of Integrity
2 Gurus Talk Compliance: Episode 63 - The Farewell to the Tall Guy Edition
AI Today in 5: November 7, 2025, The Fran Tarkenton and AI Edition
Daily Compliance News: November 7, 2025, The Do $1tn Pay Packages Really Incentives You Edition
Everything Compliance: Episode 161, The Tribute Adam Turteltaub Edition
LathamTECH in Focus: The EU Data Act: A Digital Game-Changer
ACI-FCPA Conference Speaker Preview Series - Michael Harper on Reading the Tea Leaves for FCPA Enforcement Going Forward
Compliance Tip of the Day – NBA Betting Scandal – The Role of Compliance in Sports Leagues
AI Today in 5: November 6, 2025, The AI and Marketing Compliance Edition
Daily Compliance News: November 6, 2025, The Norway Says No to Musk Edition
The People Problem Solvers: HR, Compliance, and Firing Fast with Chelsey Warren & Ashley Pittman
ACI-FCPA Conference Speaker Preview Series - Andrew Bruck on Updating Your Due Diligence Program
Compliance Tip of the Day: NBA Betting Scandal - A Short History of BasketBall Betting Scandals
Great Women in Compliance: The Art and Science of Compliance: Nicole Rose on Culture, Curiosity, and Change
AI Today in 5: November 5, 2025, The Another One Bites the Dust Edition
Compliance into the Weeds: Incentives in Compliance: Structuring Effective Compensation Plans
In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone with a curiosity. It could be books about business, compliance, history, leadership, current...more
Welcome to #10For10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to...more
Due diligence is a key aspect of the legal structuring and execution of fund finance facilities. In the subscription line market, there are generally well established conventions for performing due diligence on, in...more
On 5 November 2025, ASIC announced the publication of its roadmap to promote strong, efficient, and globally competitive capital markets in Australia. The roadmap is outlined in report Report 823 titled “Advancing Australia’s...more
The Financial Reporting Council has revised its guidance on the UK Corporate Governance Code (Code), making it clear that the remuneration of non-executive directors in shares is appropriate, enhancing the ability of...more
According to Wellhub, a New York-based corporate wellness platform, a survey involving 1,500 CEOs earlier this year found that most CEOs recognized the benefits of workplace wellness programs. The survey respondents found the...more
In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Ricardo Wagner de Araujo discusses his panel at the event, “Managing New Risks in Latin America: A Look at the Biggest Ways...more
In October 2025, California enacted significant legislative reforms that directly impact healthcare companies involved in private equity (PE) sales, hedge fund investments, and certain transactions involving management...more
The UK Court of Appeal has considered the adequacy of an assessment that a regulated firm made when categorising a client as an elective professional client. ...more
On October 9, SEC Chairman Paul Atkins delivered the keynote address at the John L. Weinberg Center for Corporate Governance’s 25th Anniversary Gala, providing details about what he calls his project to “make initial public...more
If signed into law, LLCs doing business in New York will be subject to the most comprehensive beneficial ownership disclosure requirements of any jurisdiction in the United States....more
On October 29, 2025, the U.S. Court of Appeals for the Ninth Circuit issued an order addressing an emergency request aimed at delaying implementation of California’s sweeping climate-related disclosure requirements under...more
Changes largely focus on streamlining administrative requirements to reduce the regulatory burden....more
On November 3, 2025, Samsung Biologics announced the completion of the spin-off of its investment and subsidiary management business unit, and the establishment of Samsung Epis Holdings, an investment holding company that...more
In 2023, California adopted two laws (SB 253 and SB 261) that will require reporting of greenhouse gas and climate-related financial risks by companies doing business in California beginning in 2026. The first compliance...more
He may hate the answer. Chris Beattie, a founder of and bass player for the metalcore band Hatebreed, is suing over his dismissal from the band. According to his lawsuit, he was kicked out in November 2024 when a security...more
What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI,...more
Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance...more
On October 3, 2025, in its decision in Philips v. Belkin (UPC_CoA_534/2024, UPC_CoA_19/2025, UPC_CoA_683/2024), the Court of Appeal (CoA) of the Unified Patent Court (UPC) addressed for the first time the circumstances under...more
For restaurant owners, divorce isn’t just about dividing assets—it’s about protecting the legacy you’ve built and ensuring the future of your business remains secure. Amidst the emotional and financial challenges of a...more
What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s...more
As former Toronto Blue Jay Rickey Henderson noted, “you can’t steal second base and keep one foot on first.” The act of stealing a base requires leaving a secure position for an insecure one: to accept risks to achieve a new...more
The November 2025 Section 7520 rate for use with estate planning techniques such as CRTs, CLTs, QPRTs and GRATs is 4.6%, the same as in October. The November applicable federal rate (“AFR”) for use with a sale to a defective...more
The secondaries market is on track for a record-breaking year, reaching $165 billion in transaction value through Q3 2025, with strong momentum carrying into the final quarter of the year, fueled by rising liquidity needs...more
Setting up a company in the Turks and Caicos Islands (TCI) offers exciting opportunities, whether you are looking to base international operations offshore or to establish a business serving the local economy....more