Corruption, Crime & Compliance: TD Bank Agrees to Pay Over $3 Billion for Systemic Violations of Bank Secrecy Act and Money Laundering Violations
FCPA Compliance Report – The 2024 ECCP on Data-Driven Culture and Engagement
Daily Compliance News: November 4, 2024 – The Shame of it All Edition
Sunday Book Review: November 3, 2024 – The Books on Risk Edition
Because That’s What Heroes Do: Deep Space 9 – Episode 16: Favor the Bold: End of The Beginning
10 For 10: Top Compliance Stories For The Week Ending November 2, 2024
Supply Chain Labor Risk
2 Gurus Talk Compliance: Episode 40 — The Celebration of Corporate Compliance Week Edition
Career Can Do: Unlocking Gen Z’s Potential at Work with Linda Perry
Fox on Podcasting: Mastering Business Podcasting at The Podcasting for Business Conference
12 O’Clock High, a podcast on business leadership – Evolving Supply Chain Risks and Strategic Adjustments Post – COVID with James Gellert
Daily Compliance News: November 1, 2024 – The Day of The Dead Edition
The Corruption Files: How One Person Brought Down Barings Bank
Daily Compliance News: October 31, 2024 – The Happy Halloween Edition
Navigating Complexities in Tax Equity Transactions - Energy Law Insights
Compliance Tip of the Day: Managing New Risks – Lessons from The Creature from The Black Lagoon
Compliance into the Weeds: Leadership Lessons from The Washington Post’s Non-Endorsement
Great Women in Compliance: Mary Inman and Jane Norberg on Current Developments in Whistleblower Laws and Practice
Daily Compliance News: October 30, 2024 – The Power of Podcasting Edition
Daily Compliance News: October 29, 2024 – The Olympus Chief Fired Edition
In the DOJ’s 2024 update to the Evaluation of Corporate Compliance Programs (2024 ECCP), compliance professionals face new expectations that could reshape how we approach compliance programs. In this latest update, the DOJ...more
Author’s Note: This is an updated version of the post to our blog dated October 30, 2024. Later that day, FDA announced the resolution of Novo Nordisk’s semaglutide shortage, which altered the conclusion of our original post...more
When a shareholder sues derivatively, the shareholder is seeking relief not for itself, but for the corporation. Therefore, it should be expected that the shareholder is not free to compromise or dismiss the suit absent...more
On September 27, 2024, the Securities and Exchange Commission (SEC) adopted new rules to make its EDGAR system more secure and user-friendly. The amendments, referred to as “EDGAR Next,” represent a significant change to the...more
Cryotherapy has long been an at-home remedy for minor injuries and conditions. In recent years, the use of whole-body cryotherapy has gained popularity among athletes, fitness enthusiasts, and other individuals seeking...more
by Lyn Domenick The IRS has announced the 2025 cost of living adjustments to qualified plan limits...more
The Motor Finance Commission Claims – including Johnson v FirstRand Bank, Wrench v FirstRand Bank, and Hopcraft v Close Brothers – are a set of Court of Appeal cases addressing undisclosed or partially disclosed commission...more
eDiscovery refers to discovery in legal proceedings such as litigation, government investigations, or Freedom of Information Act requests, where the information sought is in electronic format. eDiscovery tools can also be...more
The COVID-19 pandemic caused unprecedented impacts around the world including stay-at-home orders, curfews, quarantines, and economic uncertainty. Businesses across the United States were forced to close their doors, limit...more
Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short...more
There are a variety of information gathering and other compulsory notices available to regulatory and enforcement agencies based in the Cayman Islands, as tools these agencies can draw on to carry out their functions. In this...more
The Freedom of Information Act (FOIA) and similar open records acts allow the public access to records under the control of governmental agencies. These access rights state that public information shall be delivered within a...more
With the looming elections, tax planners have taken time to consider what the future of Estate and Gift Tax planning might be under the new Congress. Every new Congress considers changes to the Internal Revenue Code of 1986,...more
How does a respected financial institution turn into a criminal operation? In this episode of Corruption, Crime, and Compliance, host Michael Volkov dives into the record-breaking $3 billion settlement between TD Bank and the...more
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this edition, Tom Fox visits with Sam Silverstein on how compliance professionals should view the new DOJ mandate on using...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News—all...more
In the Sunday Book Review, I consider books that would interest the compliance professional, the business executive or anyone who might be curious. It could be books about business, compliance, history, leadership, current...more
Get ready for an exciting new season of Because That’s What Heroes Do. In this season, they take a deep dive into their favorite 15 episodes of Deep Space 9. In this exploration, Tom and Megan are joined by Star Trek maven...more
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to...more
Challenges to Race-based Initiatives Continue: Fearless Fund Settles Yearlong Suit with the American Alliance for Equal Rights, Ending the Strivers Grant Contest for Women of Color Business Owners - Fearless Fund is a venture...more
Elections and government changes bring new policies that impact businesses’ strategic planning, while economic stress influences M&A trends and growth strategies....more
Empowering Your Employees Creates a Win-Win - Imagine a workplace where employees feel secure enough to voice their ideas, share their concerns, and engage openly without the fear of negative repercussions — sounds like a...more
On October 8, 2024, the EU Council adopted the Listing Act – a regulation amending the Prospectus Regulation (EU) 2017/1129 – which was first proposed in December 2022 and then subjected to several rounds of negotiations....more
Securitization has been a major focus in the fund finance industry as of late. Due to a confluence of factors, some of which are specific to fund finance, and some of which are features of the broader economic environment, it...more