Compliance Tip of the Day: New Questions from the DOJ - Shaping the Future of Compliance
Shout Outs and Rants: Episode 144, Q4GWIC Edition
Innovation in Compliance – Anik Singal on His Journey from Digital Marketer to Compliance Advocate
Daily Compliance News: The VOTE VOTE VOTE Edition
Compliance Tip of the Day – The 2024 ECCP is a Game Changer for Compliance and Culture
Adventures in Compliance: The Case-Book of Sherlock Holmes – Unveiling Compliance Lessons in The Problem of Thor Bridge
Corruption, Crime & Compliance: TD Bank Agrees to Pay Over $3 Billion for Systemic Violations of Bank Secrecy Act and Money Laundering Violations
FCPA Compliance Report – The 2024 ECCP on Data-Driven Culture and Engagement
Daily Compliance News: November 4, 2024 – The Shame of it All Edition
Sunday Book Review: November 3, 2024 – The Books on Risk Edition
Because That’s What Heroes Do: Deep Space 9 – Episode 16: Favor the Bold: End of The Beginning
10 For 10: Top Compliance Stories For The Week Ending November 2, 2024
Supply Chain Labor Risk
2 Gurus Talk Compliance: Episode 40 — The Celebration of Corporate Compliance Week Edition
Career Can Do: Unlocking Gen Z’s Potential at Work with Linda Perry
Fox on Podcasting: Mastering Business Podcasting at The Podcasting for Business Conference
12 O’Clock High, a podcast on business leadership – Evolving Supply Chain Risks and Strategic Adjustments Post – COVID with James Gellert
Daily Compliance News: November 1, 2024 – The Day of The Dead Edition
The Corruption Files: How One Person Brought Down Barings Bank
Daily Compliance News: October 31, 2024 – The Happy Halloween Edition
The Treasury Department issued its final outbound investment rule, titled, “Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern.” According to Treasury,...more
Stansell v. Rosensweig, C.A. No. 2023-0180-PAF (Del. Ch. June 12, 2024) - The plaintiff was a stockholder of a company that provided online education resources. Some of the company's customers used its products to cheat on...more
In the context of a global economic slowdown, heightened market volatility, geopolitical changes, and adjustments in monetary policy, the global initial public offering (IPO) market in Q3 2024 warrants a sense of cautious...more
Money talks when the majority owners of private companies add new business partners who contribute additional capital. When these investors are high-powered PE firms or high-profile companies, with large balance sheets and...more
On October 16, the Federal Trade Commission (FTC) released the final version of its Rule Concerning Recurring Subscriptions and Other Negative Option Programs (Rule), which requires sellers of products and services to receive...more
Navigating employment laws can be challenging for businesses in Massachusetts. From hiring to termination, understanding this complex legal landscape is crucial to avoid costly mistakes. This article highlights seven key...more
Frequently obtained, but rarely challenged, dissolution orders are an important final step in the process of liquidation. Dissolution represents the end of an official liquidation and the end of a company’s life. In a...more
On October 21, 2024, the Office of the Comptroller of the Currency (OCC) finalized revisions to its Guidelines Establishing Standards for Recovery Planning by Certain Large Insured National Banks, Insured Federal Savings...more
The Federal Trade Commission (FTC) announced its final Negative Option Rule (the Rule)—which the FTC often refers to as the “Click to Cancel” rule—for automatically renewing subscriptions, free trials that convert to paid...more
The European Securities and Markets Authority has published a consultation paper on draft technical advice under the EU Prospectus Regulation and a call for evidence on prospectus liability. The consultation recommendations...more
Gone are the days when culture audits were an optional extra; they are now a core element for assessing employee engagement, ethical perceptions, and trust levels across all tiers of an organization. The culture audit is more...more
As a reminder, the Corporate Transparency Act (CTA) went into effect on January 1, 2024 and requires that all LLCs submit annual beneficial ownership reports to the Financial Crimes Enforcement Network (FinCEN). If your LLC...more
In a potential shakeup for corporate liability, the Supreme Court will hear oral argument this year on whether a real estate developer’s corporate affiliates should be responsible for a $46.6 million trademark infringement...more
New York is unique among state-regulated cannabis markets for a host of different nuances and complexities, but among them is the Type 3 – Processor Branding License, which provides, among other things, that third-party...more
Proposed language in the next Farm Bill could substantially impact the hemp industry in the United States. The Farm Bill is an omnibus bill that governs agriculture and food and is renewed approximately every five years. The...more
New Year’s resolutions. Be they professional or personal, simplistic or life-altering, the beginning of the year affords a fantastic, albeit arbitrary, opportunity to effectuate change. Whatever. I’m not great about keeping...more
LRN consistently provides high-quality reports and important insights on ethics and compliance trends. Each year, LRN’s Program Effectiveness Report is anticipated as an important source of cutting-edge ethics and compliance...more
Combatting forced labor is growing from aspiration of company boards to a mission-critical focus impacting day-to-day operations. Companies with global footprints are not alone in witnessing acute compliance and reputational...more
The Securities and Exchange Commission (SEC) filed a complaint against a crypto market maker (Market Maker) on October 10, 2024, alleging that the firm operated as an unregistered securities dealer in violation of Section...more
Green v. McClive, C.A. No. 2023-0139-MTZ (Del. Ch. June 3, 2024) - The plaintiff filed claims against defendant McClive, alleging breach of contract, breach of fiduciary duty, and usurpation of corporate opportunities...more
This is a reminder that no later than January 1, 2025, pursuant to the U.S. Corporate Transparency Act (CTA), most corporations and other legal entities, including most homeowners' associations (HOA), condominium...more
The Adult-Use Processor Type 3 Branding license (Brand License) authorizes the license holder to market their brand(s) in New York State's adult-use cannabis market by entering into white labeling agreements with other...more
You can’t go anywhere these days without hearing about the impact of generative artificial intelligence on … well, everything. The insurance industry is not immune from these impacts; it has been affected by AI in countless...more
On September 12, 2024, the Department of the Treasury (the “Treasury”) and the Internal Revenue Service issued long-awaited proposed regulations (89 FR 75062) (the “Proposed Regulations”) on the application of the corporate...more
New GST/HST Notice 339, published on October 25, 2024, provides that as of the first day of the fiscal year that begins on or after January 1, 2025, dentists will no longer be able to claim GST/HST input tax credits (“ITCs”)...more