AI Today in 5: March 10, 2026, The Good, The Bad and The Ugly Edition
Innovation in Compliance: Jim Massey on Risk in Action
Business Owner’s Guide to Lawsuit Readiness
Daily Compliance News: March 10, 2026, The More ABC Laws Edition
AI Today in 5: March 9, 2026, The Dr. AI is In Edition
FCPA Compliance Report: Highlights from SCCE Europe with Gerry Zack
Daily Compliance News: March 9, 2026, The Death Carve Out for Betting Edition
Sunday Book Review: March 8, 2026, The Top Books on the End of the World Edition
AI Today in 5: March 6, 2026, The Captain Nemo Edition
Creativity and Compliance: Captain Compliance: Humor, Characters, and Creative Training at Premera Blue Cross
Daily Compliance News: March 6, 2026, The Does ChatGPT Practice Law Edition
Podcast — Spotlight on US State Healthcare Transaction Review Laws
AI Today in 5: March 5, 2026, The AI ‘s Biggest Test Edition
Daily Compliance News: March 5, 2026, The DOJ and State Bars Edition
AI Today in 5: March 4, 2026, The AI Content Explosion Edition
The LathamTECH Podcast — Trade Secrets: The New Litigation Battleground
Great Women in Compliance: Resilience is a Muscle You Can Build
Compliance into the Weeds: SDNY’s New Declination Policy: Crime Categories, Cooperation, and Compliance Implications
Daily Compliance News: March 4, 2026, The Knickers in a Twist Edition
Podcast: Williams Mullen's Trending Now - An IP Podcast - When AI Meets Art: Litigation and Settlement Trends Affecting Artists
Our Securities Litigation and Securities Groups examine the Delaware Supreme Court decision to uphold SB 21, which rewrote the state’s legal protections for corporations and their directors, officers, and controlling...more
On 12 December 2022, ASIC commenced civil penalty proceedings in the Federal Court against 11 current and former directors and officers of Star Entertainment Group Ltd (Star) for alleged breaches of their duties under s 180...more
On December 18, 2025, the Holding Foreign Insiders Accountable Act (HFIAA) removed the exemption from reporting under Section 16(a) of the Securities Exchange Act of 1934 (Exchange Act), as amended, for foreign private...more
At a public hearing held February 26, 2026, the California Air Resources Board (CARB) approved a resolution to adopt initial regulations implementing California’s landmark climate reporting and disclosure laws, the Climate...more
The Office of the Comptroller of the Currency (OCC) recently adopted two final rules designed to reduce regulatory burden on community banks. The rules expand streamlined licensing procedures for qualifying community banks...more
Shadeed Eleazer, a prominent business architect, licensing strategist, and U.S. Navy veteran based in Maryland, and Host of the Conversational Currency podcast, presents “Mic to Millions” at the Podcasting for Business...more
The Commission de Surveillance du Secteur Financier (CSSF) published its new CSSF circular 26/906 on central administration, internal governance and risk management (Circular) applicable to payment institutions (PIs) and...more
We are often asked by clients to assist them in preparing for and holding their annual meetings of stockholders. A variety of materials, including our memorandum, Proxy Materials and Annual Meetings under Maryland Law – 2026,...more
The Delaware Supreme Court issued a landmark decision on February 27, 2026, upholding the constitutionality of Senate Bill 21 (SB 21), the 2025 amendments to the Delaware General Corporation Law that created new liability...more
As discussed in our prior post, the Holding Foreign Insiders Accountable Act, adopted on December 18, 2025, eliminated the exemption to the Section 16(a) reporting requirements for directors and officers of foreign private...more
On March 5, 2026, the U.S. Securities and Exchange Commission ("SEC") issued an order (the "Exemptive Order") that provides a conditional exemption from the reporting requirements of Section 16(a) of the Securities Exchange...more
On March 6, 2026, the SEC released updated Compliance and Disclosure Interpretations (CDIs) related to Rule 701, Rule 405, CIK codes, and smaller reporting company (SRC) status. Key takeaways are summarized below....more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Innovation spans many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the...more
A new, first-of-its-kind California law now requires certain venture capital funds to report anonymized demographic data about the founding teams of their portfolio companies. The first annual report is due April 1, 2026,...more
In today’s interconnected business world, digital transformation touches every corner of an enterprise. Those who embrace it will flourish, and those who don’t will be left behind. Womble Bond Dickinson invites you to join...more
The Reality of 2026: Oversight is Outpacing the Rulebook - The traditional compliance sequence — waiting for formal guidance before building a program — is no longer a viable strategy in today’s enforcement climate. From...more
In this episode of OK at Work, attorneys Sarah Sawyer and Russell Berger of Offit Kurman explain what to do if you’re served with a complaint or lawsuit. They emphasize staying calm and recognizing that litigation can be a...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
Key Takeaways: Early Planning and Governance: A successful sale requires assembling a core internal team of key executives early in the process, engaging experienced legal, accounting, and financial advisors, and ensuring...more
The Securities and Exchange Commission (SEC) has amended its Enforcement Manual for the first time since 2017. Our White Collar, Government & Internal Investigations Team explores how the SEC has updated its Wells process,...more
On February 12, 2026, Anthropic CEO Dario Amodei told the New York Times that he is “open to the idea” that Claude, his company’s flagship AI system, could be conscious...more
On March 9, 2026, the staff of the Division of Corporation Finance of the Securities and Exchange Commission published a short series of FAQs on the timing of initial Section 16(a) reports by directors and officers of certain...more
Here in New York, we’re about to say goodbye to a winter season like we haven’t seen in many years: prolonged, bitter cold; several prodigious snowfalls; and iced-over ponds. To all of which I say—hooray! Winter as it’s meant...more
On March 5, 2026, the Market Structure Subcommittee of the U.S. Securities and Exchange Commission’s (“SEC”) Investor Advisory Committee (“IAC”) released a recommendation regarding the tokenization of equity securities. The...more