AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - April 10, 2026
2 Gurus Talk Compliance - Episode 74 - The GES Edition
AI Today in 5: April 10, 2026, The Missing Signals Edition
AI in Financial Services in 5 Stories - Week Ending April 10, 2026
Daily Compliance News: April 10, 2026, The AI & Trust Edition
Pod and Port: Podcasting, Social Media and Yacht Rock - AI, Authenticity, Instagram, and Christopher Cross
AI Today in 5: April 9, 2026, The Mythos Edition
GSK In China: 13 Years Later - Whistleblower Emails, a Sex Tape, and the Compliance Failures That Triggered a Global Bribery Probe
Point-of-Sale Finance Series: Fair Lending Risks at the Checkout Counter — The Consumer Finance Podcast
Daily Compliance News: April 9, 2026, The FCPA Edition
The PFBCon Podcast: Back to the Future of Podcasting: The Audio–Video Convergence with Rob Greenlee
Compliance into the Weeds: Duty Owed vs. Material Nonpublic Information: Prediction Markets and Compliance
Daily Compliance News: April 8, 2026, The Fleeing Binance Edition
Innovation in Compliance: Dr. Rohan Lall: Innovation, Clinical Evidence, and Compliance in Electrifying Spine Surgery
Daily Compliance News: April 7, 2026, The Corporate Retreat from Hell Edition
Sunday Book Review: April 5, 2026, The Top Books for Export Controls/Sanctions Edition
AI Today in 5: April 3, 2026, The Good Friday Edition
AI in Financial Services in 5 Stories - Week Ending April 3, 2026
Episode 399 -- Vera Cherepanova on Boards of the Future
Episode 398 -- Anik Shah, SanDisk Head of Compliance: Anti-Corruption Developments and Managing Risks
The United States Court of Appeals for the Second Circuit recently issued a per curiam opinion in Knapp v. Barclays PLC, affirming the dismissal of a putative securities class action arising from a reverse split of...more
1. Overview - The term “drawstop” colloquially refers to a provision in a credit facility agreement that entitles lenders to stop advancing loans under a facility upon the occurrence of certain specified events. For most...more
The Trump administration's FY 2027 budget request again proposes eliminating core Community Development Financial Institution (CDFI) Fund grant programs and redirecting limited funding toward rural initiatives. However, the...more
The Securities and Exchange Commission has proposed increasing the “qualified client” thresholds under Rule 205-3, raising the assets-under-management (AUM) and net worth tests. Our Investment Funds Group outlines the likely...more
In this article, we'll delve into recent news on financial consumer protection, but before doing so, we'll provide an update on the Consumer Financial Protection Bureau (CFPB)....more
On April 7, the Federal Deposit Insurance Corporation (“FDIC”) and the Office of the Comptroller of the Currency (“OCC”) approved a final rule that prohibits regulators from using "reputation risk" as a standalone basis for...more
As the federal government intensifies its “whole of government” approach to combat fraud, waste, and abuse, particularly in Federal Health Care Benefit Programs, financial institutions face growing exposure to health care...more
California's new licensing regime for digital financial asset businesses is no longer on the horizon, it is here. The California Department of Financial Protection and Innovation (DFPI) opened its application portal last...more
Welcome to AI in Healthcare in 5 Stories. This podcast is a Weekly Briefing of the five most important AI developments shaping healthcare, medicine, and life sciences. Each week, Tom Fox breaks down the latest stories on...more
This week, the SEC took two steps that could define what’s next for its enforcement program: it named David Woodcock — a former Regional Director at the SEC and a current Gibson Dunn partner — as the new Director of the...more
A U.S. appellate court recently issued a cautionary decision for lenders depending on unsecured guarantees by parent companies and affiliates of their borrowers. In Leadenhall Capital Partners LLP v. Advantage Capital...more
The Internet Corporation for Assigned Names and Numbers (ICANN) is rolling out a new generic top-level domain (gTLD): .pay. Marketed by the registry as an extension dedicated to enabling secure online payment transactions,...more
Please see below for this week’s Financial Markets & Innovation Weekly Update from Morrison Foerster, tracking how emerging technologies are reshaping financial markets and how U.S. and global regulators are responding....more
On March 30, 2026, the Employee Benefits Security Administration of the Department of Labor released a proposed rule that would provide a safe harbor for fiduciaries of qualified defined contribution retirement plans to...more
On March 17, 2026, the United States Bankruptcy Court for the District of Connecticut issued a decision in Old CP, Inc. v. Novo Advisors, LLC (Adv. Pro. 23-02020) that provides important guidance on the fiduciary obligations...more
David Miller, the newly appointed director of the CFTC’s Division of Enforcement, recently outlined the agency’s enforcement priorities, including in the $400 trillion swaps markets, which encompasses prediction markets....more
The Securities and Exchange Commission’s (SEC) April 7, 2026, press release on its fiscal year (FY) 2025 enforcement results is less about numbers and more about a philosophical reset. Under Chairman Paul Atkins and...more
The March 31 deadline for the annual Form ADV updating amendment has finally passed for advisers with a December 31 fiscal year end. Filing the amendment is only step one. April is the month to turn attention to what comes...more
What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s...more
I’ve sat through more retirement plan meetings than I can count, and if there’s one recurring problem, it’s this: too much time spent on things that don’t materially move the needle, and not enough time on the issues that...more
The program provides new financial incentives for whistleblowers to report information about potential violations of money laundering and sanctions laws....more
Sullivan & Worcester (Sullivan) has advised Heath Goldfields, the Ghanaian mining company revitalising the historic Bogoso–Prestea Gold Mine in Ghana, in signing a landmark gold offtake agreement with Trafigura Pte Ltd, a...more
On April 4, 2026, the U.S. Court of Appeals for the Third Circuit issued an opinion affirming the District of New Jersey’s order granting Kalshi’s motion for a preliminary injunction against the New Jersey Division of Gaming....more
Following on our recent observations about what institutional investors should know about the Middle East conflict for institutional investors, and the open question of whether declines in public markets would trigger...more
The first quarter of 2026 saw a steady flow of UK and EU regulatory initiatives and updates, which are relevant to European private fund managers as well as non-European managers marketing or operating in Europe....more