ACI-FCPA Conference Speaker Preview Series - Matt Galvin on the AI and Data Analytics for Anti-Corruption Compliance Forum
JONES DAY TALKS®: Protecting the Crown Jewels: IP Due Diligence in Venture Capital Financings
State Law Roundup: Arbitration Changes and Junk Fee Rules in California and Massachusetts — Moving the Metal: The Auto Finance Podcast
Innovation in Compliance – Exploring the Evolving Landscape of Business Ethics and Sustainability with Alison Taylor
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Kanga, Roo and the Compliance Champion
AI Today in 5: November 11, 2025, The Preventing Compliance Risk Edition
Daily Compliance News: November 11, 2025, The Veteran’s Day Edition
ACI-FCPA Conference Speaker Preview Series - Anik Shah on Lawyering Through These Uncertain Times
Compliance Tip of the Day – Winnie the Pooh and Compliance Week – Tigger and Sales Incentives
FCPA Compliance Report - Exploring AI Adoption in Risk and Compliance with Richard Graham
Daily Compliance News: November 10, 2025, The More Pardons for Corruption Edition
Sunday Book Review: November 9, 2025, The Top November Business Books Edition
10 For 10: Top Compliance Stories For the Week Ending, November 8, 2025
ACI-FCPA Conference Speaker Preview Series - Ricardo Wagner de Araujo on Potential Trouble in your (Latin American) Supply Chain
Compliance and AI: Future-Proofing Compliance with AI: Strategies for 2026 and Beyond
2 Gurus Talk Compliance: Episode 63 - The Farewell to the Tall Guy Edition
Daily Compliance News: November 7, 2025, The Do $1tn Pay Packages Really Incentives You Edition
Everything Compliance: Episode 161, The Tribute Adam Turteltaub Edition
ACI-FCPA Conference Speaker Preview Series - Michael Harper on Reading the Tea Leaves for FCPA Enforcement Going Forward
Compliance Tip of the Day – NBA Betting Scandal – The Role of Compliance in Sports Leagues
Texas's financial landscape has evolved alongside proactive legislative leadership. Lawmakers have consistently prioritized economic growth, regulatory clarity and competitive market structures. The Legislature continues to...more
As multilateral development banks (MDBs) mark the 15th anniversary of their cross‑debarment agreement, enforcement of integrity breaches in connection with MDB-financed projects is both broader and more harmonized than ever....more
The Polsinelli | TrBK Distress Indices are prepared and published quarterly. The indices are contrarian measures of economic performance, and are intended to reflect the level of economic distress in the U.S. economy by...more
SEC Chairman Atkins Issues Statement Regarding Security-Based Swap Dealer De Minimis Threshold Phase-in Period and Lookback Period - On Oct. 29, 2025, in light of the ongoing U.S. government shutdown, Securities and...more
On October 28, the Consumer Financial Protection Bureau (CFPB) issued an interpretive rule clarifying that the Fair Credit Reporting Act (FCRA) generally preempts state laws that broadly address consumer credit reporting....more
In May 2025, the UK government published the Cross-Government Review of Sanctions Implementation and Enforcement policy paper (“Cross-Government Review”). Led by the Foreign, Commonwealth and Development Office (FCDO), and...more
ISSUES AFFECTING ALL SCHEMES - CYBER SECURITY – £14 MILLION FINE FOR BREACH - The Information Commissioner’s Office (ICO) has issued a penalty notice imposing a £14 million fine on Capita for infringements of the UK...more
During the Association of National Advertisers’ Masters of Advertising Law Conference in early November, we had the privilege of speaking on the panel, “The Genius Act Playbook: Unlocking Stablecoin Issuance For Non-Financial...more
In today’s high-risk construction environment, every dollar counts. Missed timesheets, delayed payments, and inaccurate forecasting can quickly spiral into cost overruns, legal penalties, and project slowdowns. Artificial...more
Since 17 January 2025, entities across the financial sector must comply with the Digital Operational Resilience Act (DORA). ...more
The UK Financial Conduct Authority (FCA) has published consultation paper CP25/29, alongside a press release, setting out proposed rules and guidance for the UK short selling regime. This follows the introduction of the Short...more
HM Revenue & Customs (HMRC) has released a comprehensive handbook to add to its resources, aimed at identifying and tackling trade-based money laundering (TBML). The guide provides an accessible overview of TBML techniques,...more
In Spain, the market for non-performing loans (“NPLs”) has significantly evolved in recent years. This evolution has occurred within a context of economic recovery and reforms aimed at promoting financial stability for...more
The European Commission has adopted a Delegated Regulation supplementing the European Market Infrastructure Regulation (EMIR), setting out regulatory technical standards (RTS) for the new active account requirement introduced...more
The UK Prudential Regulation Authority (PRA) has published near-final policy statement PS18/25, confirming its intention to retire the refined methodology to Pillar 2A capital requirements. ...more
The UK Prudential Regulation Authority (PRA) has published near-final policy statement PS19/25, setting out its approach to restating remaining provisions of the Capital Requirements Regulation (CRR) into the PRA Rulebook and...more
El Ministerio de Hacienda de Colombia publicó para comentarios al público el proyecto de decreto por medio del cual se busca modificar el Decreto 2555 de 2010 al reglamentar el derecho a la portabilidad financiera. Esta...more
Given the turbulence in private capital markets over the past couple of years, you could be forgiven for thinking that the private equity (PE) sector was feeling a bit bruised or lacking confidence. That couldn’t be further...more
As FINRA’s proposed amendments to Rule 3220 (Influencing or Rewarding Employees of Others), aka the “Gift Rule,” and related rules are pending, it has sent a strong message that firms must continue diligently policing gifts...more
Venture Capital Companies (VCCs) with a California nexus must annually report diversity data concerning the founding members of their portfolio companies....more
On November 10, 2025, the Internal Revenue Service (IRS) released Revenue Procedure 2025-31 (the Rev. Proc.) which provides a safe harbor which would allow widely held fixed investment trusts to stake digital assets without...more
An amendment made to Mexico’s National Housing Fund Institute for Workers (INFONAVIT) law in February 2025 that requires employers to adjust their systems and payroll processes to determine, make, and enter salary deductions...more
Even amid the historic government shutdown, crypto policy continues to evolve, with courts, Congress and regulators moving forward on major issues. The U.S. Court of Appeals for the 10th Circuit affirmed that Federal Reserve...more
Under the SECURE 2.0 Act of 2022 (the Act), new rules apply to 401(k), 403(b), and governmental 457(b) plans regarding catch-up contributions – the additional elective deferrals ($7,500 in 2025) that employees aged 50 or...more
The Commodity Futures Trading Commission (CFTC) withdrew its guidance on the listing of voluntary carbon credit derivative contracts (VCCs) on September 10, 2025. This decision marks a significant shift in the regulatory...more