State Law Roundup: Arbitration Changes and Junk Fee Rules in California and Massachusetts — The Consumer Finance Podcast
Innovation in Compliance – Exploring the Evolving Landscape of Business Ethics and Sustainability with Alison Taylor
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Kanga, Roo and the Compliance Champion
AI Today in 5: November 11, 2025, The Preventing Compliance Risk Edition
Daily Compliance News: November 11, 2025, The Veteran’s Day Edition
ACI-FCPA Conference Speaker Preview Series - Anik Shah on Lawyering Through These Uncertain Times
Compliance Tip of the Day – Winnie the Pooh and Compliance Week – Tigger and Sales Incentives
FCPA Compliance Report - Exploring AI Adoption in Risk and Compliance with Richard Graham
AI Today in 5: November 10, 2025, The Use AI or Be Fired Edition
Daily Compliance News: November 10, 2025, The More Pardons for Corruption Edition
Sunday Book Review: November 9, 2025, The Top November Business Books Edition
10 For 10: Top Compliance Stories For the Week Ending, November 8, 2025
ACI-FCPA Conference Speaker Preview Series - Ricardo Wagner de Araujo on Potential Trouble in your (Latin American) Supply Chain
Compliance and AI: Future-Proofing Compliance with AI: Strategies for 2026 and Beyond
2 Gurus Talk Compliance: Episode 63 - The Farewell to the Tall Guy Edition
Daily Compliance News: November 7, 2025, The Do $1tn Pay Packages Really Incentives You Edition
Everything Compliance: Episode 161, The Tribute Adam Turteltaub Edition
ACI-FCPA Conference Speaker Preview Series - Michael Harper on Reading the Tea Leaves for FCPA Enforcement Going Forward
Compliance Tip of the Day – NBA Betting Scandal – The Role of Compliance in Sports Leagues
Point-of-Sale Finance Series: Navigating Home Improvement Finance Risks and Regulations — The Consumer Finance Podcast
In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Matt Galvin discusses his forum, “AI and Data Analytics for Anti-Corruption Compliance,” which will be held on Tuesday, December...more
On October 28, 2025, the U.S. Department of Energy (DOE) published an interim final rule (IFR) amending its loan guarantee regulations under 10 CFR Part 609 to implement the Energy Dominance Financing (EDF) provisions of the...more
On October 20, a coalition of 21 state attorneys general (AG), led by Iowa AG Brenna Bird, submitted a letter to Securities and Exchange Commission (SEC) Commissioner Hester M. Peirce in response to her February statement...more
Working on an IRS audit is hard enough. But what’s even harder? When you discover the plan sponsor disposed of—or claims to have disposed of, the very records the IRS is demanding....more
Sometimes overlooked or minimized, intellectual property matters should be carefully considered in the assessment of venture capital and early-stage deals. Artificial intelligence-related issues, geopolitical concerns,...more
Financial inclusion remains a particular area of focus for both the FCA and the government, and on 5 November 2025 HM Treasury (HMT) published its awaited Financial Inclusion Strategy....more
On Oct. 6, 2025, the Office of the Comptroller of the Currency (OCC) issued five bulletins, which, taken together, represent significant and valuable regulatory relief for nationally chartered community banks and thrifts....more
In this episode of Moving the Metal: The Auto Finance Podcast, Brooke Conkle and Chris Capurso break down recent state-law developments affecting auto dealers and finance companies in California and Massachusetts. The...more
Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the...more
FINRA Rule 2341 generally limits gifts to $100 per person per year (though FINRA recently proposed an increase to $300) and permits only occasional, non-sales conditioned business meals or entertainment. FINRA found that the...more
The Trump Administration secured over $10 billion in critical mineral deals across five countries in October alone, targeting supply chain diversification away from China. The U.S. currently imports over 50% of 46 nonfuel...more
Following oral argument on June 30, 2025, the U.S. Bankruptcy Court for the Southern District of Florida refused to dismiss a Chapter 11 adversary proceeding in which debtors BH Downtown Miami LLC and 340 Biscayne Owner LLC...more
Welcome to our EU crypto update - a roundup of key Irish and EU legislative and regulatory developments shaping the crypto-asset sector....more
NEW YORK, October 23, 2025 – Proskauer today released its latest Private Credit Default Index (the “Index”), which tracks senior-secured and unitranche loans in the United States. The Index revealed a default rate of 1.84%...more
Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance...more
Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
The United States has increasingly recognized the role of critical minerals and rare earth elements in national security, economic resilience and defense preparedness. As the United States seeks to strengthen its economic and...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
The Clearing House conference was insightful as always. Here are our main takeaways. Preemption remains alive and well-at least at the OCC....more
On October 30, the FHFA announced it released its annual housing report describing affordable housing activities in 2024 for the government-sponsored enterprises (GSEs). The agency found that, in 2024, Freddie Mac met all its...more
In this weekly update, we summarise the most notable updates in the UK sanctions world. RUSSIA SANCTIONS - OFSI amends General Licence relating to payments made between third parties and sanctioned financial...more
On October 30, the U.S. Senate Committee on Banking, Housing, and Urban Affairs held a nomination hearing for multiple nominees, including Acting Chair Travis Hill for Chairperson of the FDIC Board of Directors. The hearing...more
The US Department of Education (Education) published final regulations on October 31, 2025, implementing the March 7 executive order “Restoring Public Service Loan Forgiveness,” which directed Education to propose revisions...more
A new government survey published on 5 November 2025 shows that external fraud against UK businesses is both widespread and under-recognised, revealing a persistent gap between corporate controls and confidence in their...more
On October 31, the Fed’s Office of Inspector General (OIG) released its annual Federal Information Security Modernization Act audit of the CFPB’s information security program, concluding the program’s maturity level declined...more