AI Today in 5: March 12, 2026, The Attorneys and AI Edition
Lions, Tigers, and Sovereign Citizens, Oh My! UCC and Banking Litigation Trends and a 2026 Forecast — The Consumer Finance Podcast
Daily Compliance News: March 12, 2026, The All Corruption Edition
AI Today in 5: March 11, 2026, The AI Compliance is a People Risk Edition
Great Women in Compliance: Reflections on Investigations, Culture and the Future
Compliance into the Weeds: Carrots and Sticks in Washington: Antitrust Whistleblowers and an FCPA SOL Extension
Daily Compliance News: March 11, 2026, The Takes a Bite Edition
The PFBCon Podcast: From Mic to Millions: AI-Powered Sponsorship, Licensing & Equity Strategies for Podcasters
AI Today in 5: March 10, 2026, The Good, The Bad and The Ugly Edition
Innovation in Compliance: Jim Massey on Risk in Action
[Video] New Regulatory Priorities Under Mayor Mamdani’s NYC Department of Consumer and Worker Protection
Turning Point for Digital Assets: 2025 Year in Review and What Comes Next — The Crypto Exchange Podcast
Daily Compliance News: March 10, 2026, The More ABC Laws Edition
AI Today in 5: March 9, 2026, The Dr. AI is In Edition
FCPA Compliance Report: Highlights from SCCE Europe with Gerry Zack
Daily Compliance News: March 9, 2026, The Death Carve Out for Betting Edition
Sunday Book Review: March 8, 2026, The Top Books on the End of the World Edition
AI Today in 5: March 6, 2026, The Captain Nemo Edition
Creativity and Compliance: Captain Compliance: Humor, Characters, and Creative Training at Premera Blue Cross
Daily Compliance News: March 6, 2026, The Does ChatGPT Practice Law Edition
On March 9, 2026, in response to Executive Order 14154 of January 20, 2025, Unleashing American Energy, the Bureau of Ocean Energy Management (BOEM) issued a proposed rule adjusting the standards used to determine whether...more
Prediction markets now offer contracts tied directly to public company events—including stock price movements, earnings call language, regulatory outcomes, corporate announcements, and management decisions. These contracts...more
The Tax Cuts and Jobs Act of 2017 designates certain low-income community population census tracts as qualified opportunity zones and creates tax incentives for those with capital gains looking to roll over their investments...more
Fraudsters have always been slick, doing their best to constantly stay ahead of financial institutions in their tactics. Recently, though, advancements in technology and the wide availability of consumer artificial...more
Welcome to the FinReg Monthly Update, a regular bulletin highlighting the latest developments in UK, EU and U.S. financial services regulation....more
Welcome to our EU crypto update - a roundup of key Irish and EU legislative and regulatory developments shaping the crypto-asset sector....more
On 26 February 2026, the Central Bank of Ireland (the Central Bank) published its annual Regulatory and Supervisory Outlook Report 2026 (RSO) setting out the Central Bank’s perspective on the key trends and risks facing the...more
A bite-sized summary of recent UK pension news Pension Schemes Bill: further amendments Government amendments concerning investment duties; pre-97 increases on Pension Protection Fund (PPF) compensation; and guided...more
On March 1, 2026, the "Residential Real Estate Rule" issued by the US Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) went into effect. The rule requires the filing of a report with FinCEN in...more
Professionals involved in residential real estate closings must now file a Real Estate Report with the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) for certain non-financed transfers of...more
Pound (GBP) finds support as markets reassess BoE bets - The pound (GBP) traded in a wide range yesterday, although it managed to push higher against some of its rivals as investors reined in bets on a Bank of England...more
What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s...more
For decades the advisor sales pitch sounded like a broken record: better funds, better performance, better returns. The problem is that every advisor says the same thing, and in a world of index funds and target-date...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
New York’s pioneering Buy-Now/Pay-Later (“BNPL”) Law is one step closer to taking effect with the issuance of pre-proposed regulations by the state’s Department of Financial Services (“NYDFS”) on February 23, 2026....more
On 2 March 2026, the European Banking Authority (EBA) published its Final Report on Guidelines Available For Third-Country Branches For Unrestricted and Immediate Use to Cover Risks or Losses Under Article 48E(2)(C) of...more
In February 2026, the UK’s Department for Energy Security and Net Zero (“DESNZ”) published the Advanced Nuclear Framework (the "Framework"). This is made up of two parts: first, the launch of the UK Advanced Nuclear Pipeline...more
In remarks delivered at the American Bankers Association’s Washington Summit on March 11, 2026, FDIC Chairman Travis Hill outlined the agency’s ongoing effort to recalibrate the federal banking regulators’ supervisory and...more
Virginia Attorney General (AG) Jay Jones has joined an ongoing lawsuit by 23 Democratic AGs challenging Consumer Financial Protection Bureau (CFPB) Acting Director Russell T. Vought’s interpretation of the CFPB’s statutory...more
In back-to-back speeches at the Futures Industry Association conference, Commodity Futures Trading Commission Chair Selig and Securities and Exchange Commission Chair Atkins set out their views regarding facilitating...more
On February 25, 2026, the Office of the Comptroller of the Currency (“OCC”) issued a Notice of Proposed Rulemaking (the “Proposal”) to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act (the...more
On March 6, 2026, the Securities and Exchange Commission’s Division of Corporation Finance published another series of updated and new Compliance and Disclosure Interpretations (“CDIs”), this time focusing on portions of...more
Consultants advising clients. Bankers structuring complex transactions. Lawyers navigating regulatory change. Marketers shaping brand and growth strategy. Analysts turning data into direction. These are today’s knowledge...more
he Bank of England (BoE) has published a consultation paper proposing a new statement of policy (SoP) that will establish the BoE's approach to using its permissions and requirements powers to facilitate a discretionary...more
On Aug. 1, Gov. JB Pritzker signed into law the Illinois Receivership Act, making Illinois the 16th state to adopt the Uniform Law Commission‘s Uniform Commercial Real Estate Receivership Act. Originally published in...more