Compliance Tip of the Day – Winnie the Pooh and Compliance Week – Tigger and Sales Incentives
FCPA Compliance Report - Exploring AI Adoption in Risk and Compliance with Richard Graham
AI Today in 5: November 10, 2025, The Use AI or Be Fired Edition
Daily Compliance News: November 10, 2025, The More Pardons for Corruption Edition
Sunday Book Review: November 9, 2025, The Top November Business Books Edition
10 For 10: Top Compliance Stories For the Week Ending, November 8, 2025
ACI-FCPA Conference Speaker Preview Series - Ricardo Wagner de Araujo on Potential Trouble in your (Latin American) Supply Chain
Compliance and AI: Future-Proofing Compliance with AI: Strategies for 2026 and Beyond
Compliance Tip of the Day - NBA Betting Scandal - Rebuilding a Culture of Integrity
2 Gurus Talk Compliance: Episode 63 - The Farewell to the Tall Guy Edition
AI Today in 5: November 7, 2025, The Fran Tarkenton and AI Edition
Daily Compliance News: November 7, 2025, The Do $1tn Pay Packages Really Incentives You Edition
Everything Compliance: Episode 161, The Tribute Adam Turteltaub Edition
ACI-FCPA Conference Speaker Preview Series - Michael Harper on Reading the Tea Leaves for FCPA Enforcement Going Forward
Compliance Tip of the Day – NBA Betting Scandal – The Role of Compliance in Sports Leagues
Point-of-Sale Finance Series: Navigating Home Improvement Finance Risks and Regulations — The Consumer Finance Podcast
Daily Compliance News: November 6, 2025, The Norway Says No to Musk Edition
ACI-FCPA Conference Speaker Preview Series - Andrew Bruck on Updating Your Due Diligence Program
Compliance Tip of the Day: NBA Betting Scandal - A Short History of BasketBall Betting Scandals
Great Women in Compliance: The Art and Science of Compliance: Nicole Rose on Culture, Curiosity, and Change
On November 3, the U.S. District Court for the Southern District of Florida denied a motion to enjoin a final rule issued by the CFPB that applies TILA protections and other federal regulations to residential PACE financing....more
Successful tax-loss harvesting depends on a taxpayer’s ability to deduct losses. In addition to their federal tax liability, taxpayers also need to consider state and local taxes. As we wrap up this series, I want to focus in...more
In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Anik Shah discusses his panel at the event, “Lawyering Through Uncertainty: The New Reality of Advising Clients and Making...more
Europe showed resilient buyout activity in Q3, on pace to exceed 2024. The market is moving with improved sentiment into Q4 with global sponsors—especially U.S. firms—deploying capital actively....more
On October 21, 2025, the Senate Committee on Banking, Housing, and Urban Affairs introduced S.B. 3017, titled the Streamlining Transaction Reporting and Ensuring Anti-Money Laundering Improvements for a New Era Act...more
This edition of the Conyers Investment Funds Report provides a variety of updates and insights relevant to the investment funds space in the Cayman Islands, British Virgin Islands, and Bermuda....more
On October 28, the U.S. Court of Appeals for the 9th Circuit affirmed the lower court’s entry of summary judgment in favor of a law firm in a case alleging violations of the FDCPA related to collection efforts on a used car...more
US Digital Asset Companies Announce Stablecoin Initiatives, TradFi Integrations - On Nov. 5, Ripple, a U.S. fintech and digital asset infrastructure provider, announced its newly established collaboration with a...more
For public companies looking to raise capital relatively quickly and at a lower cost, equity lines of credit (ELOCs) and at-the-market equity offerings (ATMs) may be viable options. Both allow companies to control the timing...more
Welcome to your weekly update from the A&O Shearman Pensions team, covering all the latest legal and regulatory developments in the world of workplace pensions. Box Clever saga ends in settlement - The Pensions Regulator...more
Welcome to Goodwin’s Digital Currency & Blockchain Quarterly Litigation Update, in which our Chambers-ranked global team of specialists shares highlights and key litigation and enforcement updates that are shaping the...more
With effect from October 29, 2025, Singapore Exchange Regulation (SGX RegCo) has put into place measures in response to comments on its consultation paper on “A Shift to a More Disclosure-Based Regime” (issued on May 15,...more
A Finnish company was providing factoring services that consisted in "invoice factoring", which took the form of a credit granted that corresponded to the factored debts, but limited to an amount determined on the basis of...more
On October 30, the California DFPI announced a consent order with a digital asset kiosk operator, resolving findings that the company violated several provisions of the Digital Financial Assets Law (DFAL)....more
On October 30, the attorney general of Pennsylvania announced a settlement agreement with a seller of collectible merchandise alleged to have violated the state’s Unfair Trade Practices and Consumer Protection Law....more
On 15 July 2025, the UK Digitisation Taskforce (the Taskforce) published its Final Report on the proposed digitisation of the UK shareholding framework (see the August edition of this newsletter). One of the key...more
The UK Prudential Regulation Authority (PRA) has published near-final policy statement PS20/25, marking the second and final phase of its "strong and simple" framework. This introduces a simplified capital regime for smaller,...more
On November 3, the U.S. District Court for the Northern District of West Virginia certified a class in a class action case alleging a federal credit union charged fees in connection with monthly loan payments that violated...more
On November 3, a coalition of 22 state attorneys general announced a lawsuit in the U.S. District Court for the District of Massachusetts against the U.S. Department of Education. The suit seeks to block the department’s...more
On October 30, the California DFPI entered into a consent order with a mortgage lender and servicer after a regulatory examination into the company surfaced multiple alleged violations of the California Residential Mortgage...more
The District Court for the Southern District of Texas (the “District Court”) recently issued a ruling in the chapter 11 cases of ConvergeOne Holdings, Inc. and its affiliated debtors (together, the “Debtors”) prohibiting the...more
On October 31, the Superior Court of the State of California approved the attorney general’s proposed settlement with an internet-based live TV company and media streaming service resolving allegations that the companies...more
On November 5, the Federal Reserve Board announced that it had finalized revisions to its Large Financial Institution (LFI) rating system and the Insurance Supervisory Framework that change when a firm is considered “well...more
On October 31, the NMLS announced that mortgage companies could access the XML upload schema for the upcoming mortgage call report form, version 7 (MCR FV7), which will be required for filings beginning with the first quarter...more
On November 1, NYDFS’ expanded requirements for multi-factor authentication (MFA) and IT asset management went into effect, as part of the NYDFS’ Second Amendment to the Cybersecurity Regulation (Part 500). Details regarding...more