Corruption, Crime & Compliance: TD Bank Agrees to Pay Over $3 Billion for Systemic Violations of Bank Secrecy Act and Money Laundering Violations
FCPA Compliance Report – The 2024 ECCP on Data-Driven Culture and Engagement
Daily Compliance News: November 4, 2024 – The Shame of it All Edition
Episode 343 -- TD Bank Agrees to Pay Over $3 Billion for Systemic Violations of Bank Secrecy Act and Money Laundering Violations
Sunday Book Review: November 3, 2024 – The Books on Risk Edition
Because That’s What Heroes Do: Deep Space 9 – Episode 16: Favor the Bold: End of The Beginning
10 For 10: Top Compliance Stories For The Week Ending November 2, 2024
Supply Chain Labor Risk
2 Gurus Talk Compliance: Episode 40 — The Celebration of Corporate Compliance Week Edition
Career Can Do: Unlocking Gen Z’s Potential at Work with Linda Perry
Fox on Podcasting: Mastering Business Podcasting at The Podcasting for Business Conference
12 O’Clock High, a podcast on business leadership – Evolving Supply Chain Risks and Strategic Adjustments Post – COVID with James Gellert
Daily Compliance News: November 1, 2024 – The Day of The Dead Edition
Hot Topics in International Trade 2024 Presidential Election and Trade with BLG Senior Associate Attorney Kerry Wang
The Corruption Files: How One Person Brought Down Barings Bank
Daily Compliance News: October 31, 2024 – The Happy Halloween Edition
Compliance Tip of the Day: Managing New Risks – Lessons from The Creature from The Black Lagoon
Compliance into the Weeds: Leadership Lessons from The Washington Post’s Non-Endorsement
Great Women in Compliance: Mary Inman and Jane Norberg on Current Developments in Whistleblower Laws and Practice
Daily Compliance News: October 30, 2024 – The Power of Podcasting Edition
On 28 October 2024, the U.S. Department of the Treasury (Treasury) issued the Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern (Final Rule) implementing...more
U.S. Customs and Border Protection (“CBP”) announced today that individually licensed customs brokers may begin completing continuing education courses on January 1, 2025 (89 FR 87387). Failure to comply risks suspension or...more
The arbitration award stemmed from the pro se complaint of Joseph Ruzindana for wrongful termination against his former employer, FCA US. In the arbitration, Ruzindana claimed that he was harassed and discriminated against by...more
Canada – The 2025 to 2027 Immigration Levels Plan; Temporary Relief for Citizens of Lebanon; Quebec’s Immigration Plan for 2025 Announced....more
On October 17, 2024, the Government of Canada opened a public consultation about proposed measures to strengthen the import ban on goods made with forced labour under article 23.6 of the Canada-US-Mexico Agreement (CUSMA)....more
The Solar Energy Industries Association (SEIA) recently published its Solar and Energy Storage Supply Chain Traceability Standard (the “Standard”) and made it available for public comment through November 4, 2024. Comments...more
Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more
In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short...more
There are a variety of information gathering and other compulsory notices available to regulatory and enforcement agencies based in the Cayman Islands, as tools these agencies can draw on to carry out their functions. In this...more
How does a respected financial institution turn into a criminal operation? In this episode of Corruption, Crime, and Compliance, host Michael Volkov dives into the record-breaking $3 billion settlement between TD Bank and the...more
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this edition, Tom Fox visits with Sam Silverstein on how compliance professionals should view the new DOJ mandate on using...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News—all...more
In the Sunday Book Review, I consider books that would interest the compliance professional, the business executive or anyone who might be curious. It could be books about business, compliance, history, leadership, current...more
Get ready for an exciting new season of Because That’s What Heroes Do. In this season, they take a deep dive into their favorite 15 episodes of Deep Space 9. In this exploration, Tom and Megan are joined by Star Trek maven...more
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to...more
The Justice Department’s global settlement included a significant False Claims Act resolution, resulting in a second deferred prosecution agreement (“DPA”) for a three-year term. A criminal information was filed in the...more
On October 8, 2024, the EU Council adopted the Listing Act – a regulation amending the Prospectus Regulation (EU) 2017/1129 – which was first proposed in December 2022 and then subjected to several rounds of negotiations....more
The European Patent Office ("EPO") currently requires applicants to adapt descriptions to allowable claims. This practice is risky, expensive, and not clearly grounded in the law....more
The "Second Resolution of Amendments to the International Trade Rules for 2024 and to Annexes 1, 2, 5, and 24" was published on Oct. 14, 2024, in the Federal Official Gazette (Diario Oficial de la Federación), introducing...more
The U.S. Department of Justice (“DOJ”) released a Notice of Proposed Rulemaking (“Proposed Rule”) on October 21 that would prohibit or restrict the transfer of certain data of U.S. persons to China and other countries of...more
Rachel Reeves, the first female Chancellor of the Exchequer in the role’s 800-year history, delivered Labour’s first budget in 14 years on the 30th October. We have set out below a brief summary of some of the tax measures...more
Virtual and in-person attendees at the upcoming ICANN81 Annual General Meeting in Istanbul, Türkiye can look forward to a busy and engaging event from Nov. 9-14. ...more
We are seeing an increasing number of enquiries from lenders and their advisors in respect of the practicalities of enforcement by receivers of English security granted by overseas entities. Real estate property transactions...more
The court held that the Executive Branch's decision to criminally prosecute a foreign state-owned entity for commercial activity is entitled to deference and thus strips the entity's immunity under common law....more