FCPA Compliance Report - Kristy Grant-Hart on the Evolution of Compliance in 2026: Navigating New Risks and Regulation
Compliance Tip of the Day – Your Investigative Protocol
AI Today in 5: December 15, 2025, The Good, Bad & Ugly Edition
Daily Compliance News: December 15, 2025, The End of the FCA? Edition
A Penny for Your Thoughts? Understanding the Legal Implications of the U.S. Penny Shortage
Sunday Book Review: December 14, 2025, The Best Books on Business Edition
10 For 10: Top Compliance Stories For the Week Ending December 13, 2025
2 Gurus Talk Compliance: Episode 65 – The This Is Nuts Edition
Compliance Tip of the Day – Ethical Deployment of AI Powered Controls
AI Today in 5: December 12, 2025, The Person of the Year Edition
Daily Compliance News: December 12, 2025, The All New York Times Edition
Regulatory Ramblings: Episode 84 - From Asset Recovery to AI Revolution: Risk, Coordination, and the Future with Sangeet Paul Choudary and Dr. Amber Phillips
Point-of-Sale Finance Series: The Holder Rule at 50 — The Consumer Finance Podcast
Compliance Tip of the Day - What are AI Powered Internal Controls?
AI Today in 5: December 11, 2025, The FINRA and AI Edition
Daily Compliance News: December 11, 2025, The Jack Smith Opens New Law Firm Edition
Compliance into the Weeds: Live from the Floor of ACI
Investing in Resilience: How Extreme Weather is Reshaping Infrastructure Investment and Risk
Great Women in Compliance - Global Corruption Prevention: A View from France
Compliance Tip of the Day – Improvement of Internal Controls
Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice for navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more
Stablecoins have come a long way from being a tool mostly used by crypto traders looking to avoid volatility. Today, they are sitting at the center of digital finance, attracting serious attention from policymakers, banks,...more
In October 2025, the Administration nominated Michael Selig to serve as Chairman of the CFTC, which currently is under the leadership of CFTC Acting Chairman Caroline Pham. Selig currently serves as chief counsel to the SEC's...more
In Women in Private Credit: Talking Trends, we dive into the world of private credit through the lens of eminent women in the field – from professionals at the forefront of the industry to our own lawyers. Together, we...more
The U.S. Department of Housing and Urban Development (HUD) recently announced the 2026 loan limits for FHA insured forward mortgage loans and FHA insured Home Equity Conversion Mortgages (HECMs). The announcements were made...more
Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
In high-net-worth (“HNW”), what you own is rarely the real battle, it’s what those assets are truly worth. HNW divorces bring unique financial and legal challenges that go far beyond traditional marital estate division....more
Innovation comes in many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
Enforcing foreign bank account reporting requirements through penalties has been an IRS priority for several years, spawning numerous precedent-setting cases throughout the courts. In the latest such case[1], a federal...more
2025: Disruptive U.S. Policy and Economic Resilience - The U.S. and global economies proved resilient in 2025. There were reasons, particularly around U.S. President Donald Trump’s April 1 “Liberation Day,” to fear a...more
On December 5, the Congressional Research Service (CRS) released a report analyzing the CFPB’s budget, funding trends, and related policy issues. The report reviewed the CFPB’s unique funding structure, which relies on...more
Six months after being adopted by the New York State legislature, the 2022 Amendments to the Uniform Commercial Code (the “2022 Amendments”) were signed into law by Governor Hochul on December 5, 2025. New York becomes the...more
In this weekly update, we summarise the most notable updates in the UK sanctions world....more
On December 5, the OCC issued updated guidance for banks on “venture loans” — commercial loans to companies in early, expansion or late stages of corporate development — rescinding its November 2023 bulletin of the same name...more
Recently, the OCC released its schedule of CRA evaluations to be conducted in the first and second quarters of 2026. The agency encouraged public comment on the CRA-related activities of national banks and federal savings...more
On December 5, the OCC and FDIC rescinded the Interagency Guidance on Leveraged Lending issued in 2013 and the related FAQs from 2014, citing concerns that these documents were “overly restrictive and impeded banks’...more
The FCA has published a policy statement setting out its final rules for providing information on Consumer Composite Investments (CCIs). The new regime for CCIs is the replacement for the Packaged Retail and Insurance-based...more
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes Kristy Grant-Hart, Head of Advisory Services at Diligent’s Spark Compliance Group, to discuss where...more
The FCA will be introducing new guidance to help firms deal with instances of non-financial misconduct....more
On December 1, 2025, Commodity Futures Trading Commission (the Commission or CFTC) Acting Chairman Caroline Pham announced a suite of changes to the Commission’s Rules of Practice and the Wells process outlined in the...more
On December 4, the Fed announced the pricing for certain payment services provided by the Federal Reserve Banks, e.g., the clearing of checks, ACH transactions, instant payments, wholesale payment and settlement services,...more
Le Conseil d’Etat rend une décision sur une demande d’application de la règle dite du « taux de marché » prévue à l’article 212, I-a du Code général des impôts a posteriori sur réclamation du contribuable. Contrairement à...more