AI Today in 5: February 12, 2026, The AI to the Moon Edition
Daily Compliance News: February 12, 2026, The Social Media Addiction Edition
Great Women in Compliance: Why Decision Rubrics Matter in the Age of AI with Hemma Lomax and Shalini Rajoo
AI Today in 5: February 11, 2026, The Hits and Misses Edition
Daily Compliance News: February 11, 2026, The US Plummets on the TI-CPI Edition
Compliance into the Weeds: NPAs, Escalation and Ethics in Competing
Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle — Regulatory Oversight Podcast
AI Today in 5: February 10, 2026, The AI Redefining GRC Edition
Podcast - Victories and "Losses" in the Courtroom
Daily Compliance News: February 10, 2026, The Athletes, Injuries and Ethics Edition
AI Today in 5: February 9, 2026, The AI Agents Doing Compliance Edition
FCPA Compliance Report: FCPA Enforcement Shifts: Volatility and Uncertainty
Daily Compliance News: February 9, 2026, The Is Netflix a Monopoly Edition
Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
Daily Compliance News: February 6, 2026, The Chief BS Officer Edition
AI Today in 5: February 5, 2026, The Google Goes for the Jugular Edition
Daily Compliance News: February 5, 2026, This Job Sucks Edition
Great Women in Compliance: GWIC 300 - The GWICies
In recent remarks, Commissioner Uyeda provided an update on the Securities and Exchange Commission’s progress toward implementation of the Treasury clearing rule. The Commissioner emphasized the benefits associated with...more
In this episode of Latham in Focus, Ruchi Gill, counsel at Latham and former Deputy Chief Counsel for the US Senate Committee on Foreign Relations, discusses key aspects of the America First Investment Policy and how...more
On 15 December 2025, the UK Government published the final text of the secondary legislation (and accompanying explanatory memorandum) that brings cryptoassets activities within the scope of the UK regulatory perimeter....more
A special purpose acquisition company (SPAC) is a blank-check company with no business operations, formed to raise capital through an initial public offering (IPO) for the purpose of effecting a merger or other forms of...more
The European Securities and Markets Authority (ESMA) has published its programming document for 2027–2029. In an evolving regulatory and market landscape, ESMA remains committed to effective and consistent supervision across...more
During Northwestern’s “Securities Regulation Institute,” there was an interesting discussion about whether AI tools supplant the need for the summary of risk factors placed in SEC filings because investors can easily...more
The US Securities and Exchange Commission (SEC) released a joint statement on January 28, 2026 clarifying the application of federal securities laws to tokenized securities. This statement, published through the SEC’s...more
Last month, two large, affiliated investment advisory groups reached a settlement with the Securities and Exchange Commission (SEC) over allegations that their form investment advisory agreements violated the Investment...more
The FCA has released new guidance to help cryptoasset firms prepare for the UK’s incoming regulatory framework - another step in the FCA Crypto Roadmap and a major marker on the path to full crypto regulation....more
The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 have been made and published with an accompanying explanatory memorandum. The statutory instrument (SI) introduces a comprehensive UK regulatory...more
Hughes Hubbard is advising Grab Holdings Limited on its definitive agreements to acquire 100% of the equity interest in Stash Financial, Inc., a U.S. digital financial services company, with the payment for 50.1% equity...more
The Financial Stability Board (FSB) has published a report highlighting vulnerabilities in government bond-backed repurchase agreement (repo) markets with recommendations for authorities to address them. The FSB explains that...more
If you watched the Super Bowl this year, you might have noticed a surge of advertisements for prediction market contracts on the big game. These markets have rapidly emerged as a focal point for retail traders, regulators...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
CONTINUATION VEHICLES - Continuation vehicles are a tool to allow a sponsor to transfer one or more portfolio assets from an existing fund to a new, sponsor‑affiliated vehicle to extend ownership and pursue additional...more
The private funds landscape is entering a new phase in 2026, with limited partners (LPs) exerting greater influence on fund design and prioritizing liquidity solutions....more
Counsel for an ex-Morgan Stanley investment adviser accused of defrauding pro athletes out of millions of dollars leaned hard on former NBA player Chandler Parsons in cross-examination after he testified against his onetime...more
The duties imposed on compensation committees of publicly traded companies have evolved and grown over time. This 11th edition of the Compensation Committee Handbook from the lawyers of the Executive Compensation and Benefits...more
The enforcement action offers insight for global firms into the FCA’s approach under the financial promotions regime....more
On 19 December 2025, the Commission de Surveillance du Secteur Financier (CSSF) in Luxembourg published Circular 25/901 (the Circular), setting out updated supervisory guidance applicable to CSSF-regulated alternative...more
Enforcement activity and guidance from 2025 under Chairman Paul Atkins provide important context for understanding where the SEC is focusing its attention in 2026. Regulators and practitioners highlighted these priorities at...more
How many of you remember RealCorporateLawyer.com? I sure do. It was my first website – and I launched it twenty-five years ago today. I left the SEC at the end of ’98, having been sort of the “Internet guy” within Corp Fin...more
Private markets have long been reserved for pensions, endowments, and the wealthy. Now policymakers in the US, UK, and EU are opening these markets to ordinary retirement savers. In the US, the biggest test is the 401(k)...more
California venture diversity survey reporting requirements—originally enacted as SB 54 and now implemented via the Fair Investment Practices by Venture Capital Companies Act (FIPVCC), as amended by SB 164—creates a venture...more