AI Today in 5: February 13, 2026, They Try to Hack Gemini Edition
2 Gurus Talk Compliance - Episode 70 - The Ethics Edition
Daily Compliance News: February 13, 2026, The Social Law and Corruption Edition
Latham in Focus: Understanding the America First Investment Policy
AI Today in 5: February 12, 2026, The AI to the Moon Edition
Daily Compliance News: February 12, 2026, The Social Media Addiction Edition
Great Women in Compliance: Why Decision Rubrics Matter in the Age of AI with Hemma Lomax and Shalini Rajoo
AI Today in 5: February 11, 2026, The Hits and Misses Edition
Daily Compliance News: February 11, 2026, The US Plummets on the TI-CPI Edition
Compliance into the Weeds: NPAs, Escalation and Ethics in Competing
Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle — Regulatory Oversight Podcast
AI Today in 5: February 10, 2026, The AI Redefining GRC Edition
Podcast - Victories and "Losses" in the Courtroom
Daily Compliance News: February 10, 2026, The Athletes, Injuries and Ethics Edition
AI Today in 5: February 9, 2026, The AI Agents Doing Compliance Edition
FCPA Compliance Report: FCPA Enforcement Shifts: Volatility and Uncertainty
Daily Compliance News: February 9, 2026, The Is Netflix a Monopoly Edition
Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
On January 23, 2026, the staff of the Division of Corporation Finance of the U.S. Securities and Exchange Commission issued a letter in which it stated it would not object if a large investment bank (the “Bank”) determines...more
I. Introduction - U.S. banks are increasingly turning to significant risk transfers (SRTs) to manage credit risk and optimize regulatory capital. SRTs are transactions that satisfy the definition and operational criteria...more
On January 28, 2026, the SEC’s Divisions of Corporation Finance, Investment Management, and Trading and Markets issued a joint statement addressing “tokenized securities.”...more
2025 was an eventful year for whistleblower laws in Australia and APAC, with significant judicial decisions, and renewed efforts for reform in the corporate and public sector whistleblower space. Overall, these trends...more
With the federal government’s increased scrutiny of nonprofit organizations and their tax-exempt status, the impact of losing tax-exempt status must be considered when these organizations are interested in issuing tax-exempt...more
On January 29, the SEC and the CFTC unveiled the relaunch of “Project Crypto,” positioning the initiative as a coordinated interagency effort to prepare for forthcoming federal digital asset market structure legislation and...more
From AI to SPACs, several trends have appeared in core filing activity in recent years. The data below is from Securities Class Action Filings—2025 Year in Review....more
Last week, the SEC announced that it's moving towards stricter enforcement of Inline XBRL (iXBRL) data quality as the agency will suspend filings made on EDGAR – rather than merely issuing warnings – for fee-bearing forms...more
This month's ESG Regulatory Monthly Round-Up sets out updates from the UK, EU and elsewhere across the globe for January 2026. ...more
On January 15, 2026, Letitia James, the New York attorney general (NY Attorney General), filed a complaint against Robert Kramer, the former CEO of Emergent BioSolutions Inc., alleging insider trading in violation of the...more
On January 28, 2026, the U.S. Securities and Exchange Commission’s Division of Corporation Finance, Division of Investment Management and Division of Trading and Markets issued a Statement on Tokenized Securities that...more
This update summarizes key recent developments regarding legislative, regulatory, litigation, and enforcement updates related to environmental, social, and governance (ESG), with a particular focus on federal agency...more
The International Organization of Securities Commissions (IOSCO) plays a central role in shaping the global regulatory landscape for financial market regulation. IOSCO reports have significant implications for the Commodity...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
At the Securities Enforcement Forum New York 2026, held on February 5, U.S. Attorney for the Southern District of New York (SDNY) Jay Clayton outlined enforcement priorities that should capture the attention of prediction...more
For several years the distribution of profit within the Dutch healthcare sector has been the subject of public and political debate. The discussion has intensified as private equity investment in healthcare has grown, raising...more
Hughes Hubbard successfully represented Maxeon Solar Technologies and two of its former senior executives, achieving a complete dismissal in a putative securities class action filed in the U.S. District Court for the Northern...more
On January 28, 2026, staff of the SEC Divisions of Corporation Finance, Investment Management, and Trading and Markets issued a joint statement on tokenized securities addressing different approaches they have observed to...more
What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s...more
On Feb. 11, Securities and Exchange Commission (SEC) Chairman Paul S. Atkins testified before the U.S. House Financial Services Committee regarding the agency’s plans for cryptocurrency regulation. Atkins announced that he...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
On 19 December 2025, the Financial Conduct Authority (FCA) imposed a fine of £309,843 on Mr. Russel Gerrity, an experienced petrophysical consultant, for engaging in insider dealing....more
Recent remarks by Jay Clayton, United States Attorney for the Southern District of New York (SDNY), continue to emphasize Clayton’s priority on individual accountability — a bad actor should not take down an otherwise good...more
The UAE has entered a new stage in the development of its capital markets regulatory framework. On January 1, 2026, two landmark laws came into force, critically reshaping the UAE’s capital markets regulatory framework....more
The Canadian Securities Administrators (“CSA”) have published final amendments and changes to modernize the continuous disclosure regime for investment funds (collectively, the “Final Amendments”). The Final Amendments...more