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Jones Day

Striking the Balance: Managing Shareholder Engagement in 2025

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Shareholder engagement has become a continuous, proactive process, requiring active participation from both investors and companies. This year, companies and investors have changed both their expectations and practices...more

DLA Piper

Building the perfect pitch deck

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You have a great idea, but to build the technology, you will need money… You have tapped out friends and family, you have secured co-founders, you have done a market study, you have built a demo, and you have a story to...more

Jones Day

Securities on a Sliding Scale: Inside "Project Crypto's" New Approach to Digital Assets

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On November 12, 2025, Securities and Exchange Commission ("SEC") Chairman Paul S. Atkins spoke at the Federal Reserve Bank of Philadelphia regarding the SEC's "Project Crypto" initiative, which aims to create a clear and...more

Ropes & Gray LLP

SEC Staff Address Questions on Pending Filings in Post-Government Shutdown Guidance

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On November 13, 2025, the Division of Corporation Finance (the “Division”) of the Securities and Exchange Commission (“SEC”) issued guidance regarding its operations immediately following the government shutdown....more

Baker Botts L.L.P.

GTCR/Surmodics Win on Divestiture, Share Analysis and Captive Capacity

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The government lost the first merger challenge brought by the FTC under the second Trump administration. On November 10, 2025, Judge Jeffrey Cummings of the Northern District of Illinois denied a request for a preliminary...more

Ropes & Gray LLP

U.S. Cybersecurity Sector Report - Q3 2025

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Q3 2025 is up +14% from last quarter, a sign that the market is becoming more active, driven by managed & IT services that help organizations to outsource their cybersecurity needs, which has become increasingly important as...more

Holland & Knight LLP

Nueva norma de la SFC fortalece la liquidez de los mercados de capitales en Colombia

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Por medio de la Circular Externa 014 de 2025 la Superintendencia Financiera de Colombia (SFC) dio a conocer la normativa con la cual busca impartir instrucciones para fortalecer la liquidez de los mercados de capitales en...more

Thomas Fox - Compliance Evangelist

ACI-FCPA Conference Speaker Preview Series - Chuck Duross on Internal Investigation Strategies

In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Chuck Duross discusses his panel at the event, “Rethinking Your Internal Investigations Playbook: Adapting Processes and Protocols...more

Akin Gump Strauss Hauer & Feld LLP

SEC & Mandatory Arbitration: Policy Evolution and Supreme Court Precedent

On September 17, 2025, the U.S. Securities and Exchange Commission (the “Commission”) published a policy statement concerning the inclusion of mandatory arbitration provisions in registration statements for investor claims...more

Fenwick & West LLP

Shareholder Proposal Support Fell in 2025 And Activism Concentrated at the Largest Silicon Valley Companies

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Stockholders submitted more proposals at Silicon Valley’s 150 largest public companies this year, but those proposals were less successful, according to our analysis of 2025 proxy season results among the SV 150 and the S&P...more

A&O Shearman

UK FCA Handbook Notice 134

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The UK Financial Conduct Authority (FCA) has published Handbook Notice 134, outlining amendments to the FCA Handbook resulting from the following statutory instruments: • (i) Markets in Financial Instruments (Transfer of...more

Goodwin

Division of Corporation Finance Guidance on Operations After the Government Shutdown

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On November 12, 2025, the 43-day U.S. federal government shutdown ended when legislation was enacted that funds most federal agencies until January 30, 2026, and the SEC Staff returned to work on November 13, 2025. ...more

Goodwin

What Public Companies Need to Know: Top 10 Takeaways from the 2025 Proxy Disclosure & 22nd Annual Executive Compensation...

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The 2025 Proxy Disclosure & 22nd Annual Executive Compensation Conferences, presented by TheCorporateCounsel.net and CompensationStandards.com, were held October 21 – 22, 2025. The conferences brought together leading experts...more

Parker Poe Adams & Bernstein LLP

What Public Companies Should Know as SEC Accounting and Auditing Enforcement Actions Witness Significant Drop

During last month’s Securities Enforcement Forum in Washington, DC, securities enforcement and white collar criminal defense attorneys highlighted an important shift of priorities happening within the Division of Enforcement...more

Cooley LLP

White House Considers Proxy Advisor Executive Order (Plus FTC Mulls Antitrust Action)

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According to this WSJ article, the Trump administration is considering an executive order targeting proxy advisors like ISS and Glass Lewis. The proposed executive order parameters might include...more

Thomas Fox - Compliance Evangelist

Fox on Podcasting: Navigating Podcasting and Digital Marketing in Healthcare with Eva Sheie

Join Tom Fox as he explores the world of podcasting, and get ready to be inspired to start your own podcast. In this episode, Tom Fox sits down with Eva Sheie, founder of The Axis, to discuss her dynamic career journey from a...more

A&O Shearman

Implementing Decision on equivalence of New Zealand benchmark framework published in OJ

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Commission Implementing Decision (EU) 2025/2197 has been published in the Official Journal of the European Union (OJ), confirming the equivalence of New Zealand's legal and supervisory framework for financial benchmarks in...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Winnie the Pooh as CECO (Think, Think, Think)

Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance...more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - November 13, 2025

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Senate Agriculture Committee Releases Discussion Draft of Bipartisan Market Structure Bill - On Nov. 10, the U.S. Senate Committee on Agriculture, Nutrition & Forestry (Committee) released a discussion draft of legislation...more

Procopio, Cory, Hargreaves & Savitch LLP

Beyond the Shortcut: How to Make Reverse Mergers Work Under Nasdaq’s Modern Rules

For executives and in-house counsel, capital‑markets access can determine whether strategic plans accelerate or stall. Reverse mergers remain a viable path to the public markets, but only for companies that understand how...more

Thomas Fox - Compliance Evangelist

AI Today in 5: November 14, 2025, The AI for Cyber Attacks Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more

Seward & Kissel LLP

The SEC Puts Precatory Proposals on the Chopping Block

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The SEC Chairman indicates a policy shift for public companies, inviting them to take action to exclude precatory shareholder proposals from their proxy materials. In a recent keynote address at the Weinberg Center for...more

Walkers

ESG newsletter: Quarter 4, 2025

Walkers on

Welcome to the latest edition of our ESG newsletter. In this issue, we spotlight key developments shaping the European sustainable finance landscape, including legislative updates, regulatory guidance and emerging best...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: November 14, 2025, The Hardest Year Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Orrick, Herrington & Sutcliffe LLP

European Commission Makes Significant Changes to Securitisation Capital Rules for Insurers

On 29 October, the European Commission adopted a Delegated Regulation amending Commission Delegated Regulation (EU) 2015/35 (the “Solvency II Delegated Act”). The Solvency II Delegated Act makes significant changes to...more

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