31 Days to a More Effective Compliance Program: Day 12 - The Importance and Construction of a Corporate Code of Conduct
All Things Investigations: Navigating Compliance Challenges in Venezuela’s Energy Sector
AI Today in 5: January 12, 2026, The Turning Comms into Compliance Edition
FCPA Compliance Report: Going into Venezuela, Navigating the Corruption Risks, a Conversation with Matt Ellis
Daily Compliance News: January 12, 2026, The Corruption is Free Speech Edition
31 Days to Effective Compliance Program: Day 11 - Moving Compliance Down into an Organization
Sunday Book Review: January 11, 2026, The Classic Crime Novel Homage Edition
31 Days to a More Effective Compliance Program: Day 10 - Leadership’s Role in Shaping Corporate Culture and Compliance
31 Days to a More Effective Compliance Program: Day 9 - Continuous Monitoring and Continuous Improvement
From Vegas to Venezuela: High-Stakes Predictive Markets — Regulatory Oversight Podcast
AI Today in 5: January 9, 2026, The Losing Control Over PII Edition
Daily Compliance News: January 9, 2026, The Tell Me If You’ve Seen This Movie Before Edition
31 Days to a More Effective Compliance Program: Day 8 - Building Effective Compliance Through Payroll
AI Today in 5: January 8, 2026, The 6 Qs for AI in 2026 Edition
Daily Compliance News: January 8, 2026, The Sneaker Fraud Edition
31 Days to a More Effective Compliance Program: Day 7 - Clawbacks and Holdbacks
Great Women in Compliance: Both Sides of the Desk: Managing Layoffs & Thriving Through Them
Compliance into the Weeds: Matt’s Key Compliance Issues and Trends to Watch in 2026
Daily Compliance News: January 7, 2026, The 6 Years in Singapore Edition
31 Days to Effective Compliance Program: Day 6 - The M&A Safe Harbor Policy
Stablecoin Products Launch by US Financial Institutions and Crypto Companies - On Dec. 18, SoFi Technologies Inc. announced the launch of SoFiUSD, “a fully reserved U.S. dollar stablecoin issued by SoFi Bank, N.A.” ...more
November and December 2025 witnessed an active period in the UK and European regulatory landscape, marked by significant regulatory developments in and affecting financial services. This alert highlights certain regulatory...more
This is the first annual reporting season in recent years in which there are no new disclosure requirements compared to the prior year. Nevertheless, a shift in focus by institutional investors and different SEC priorities...more
Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough...more
On 19 December 2025, the Financial Conduct Authority (FCA) published a policy statement (PS25/24) finalising the rules and guidance for the Ancillary Activities Test (AAT) under the Ancillary Activities Exemption (AAE)....more
On December 18, the OCC and FDIC issued a statement clarifying their supervisory expectations for banks regarding insider lending restrictions and related reporting requirements as they pertain to certain investment funds and...more
The SEC staff issued a no-action letter on December 11, 2025 to the Depository Trust Company (DTC), a subsidiary of the Depository Trust & Clearing Corporation (DTCC) granting relief under certain provisions of the federal...more
On December 18, the CFTC announced it had issued a request for comment to inform its understanding of the risks and regulatory issues related to derivatives clearing organizations (DCOs) that offer direct clearing services to...more
Welcome to the Hughes Hubbard Anti-Corruption & Internal Investigations Practice Group’s podcast, All Things Investigation. In this podcast, host Tom Fox welcomes back Mike DeBernardis to discuss the implications of entering...more
In social media posts this week, President Trump announced major policy shifts aimed at improving housing affordability. In the first post on Jan. 7, the president stated that he is “immediately taking steps to ban large...more
On December 19, 2025, the Delaware Supreme Court reversed the Court of Chancery’s decision rescinding Elon Musk’s 2018 Tesla compensation package, thereby restoring to Musk an award that is now worth more than $100 billion....more
Can you describe how the CFTC fits in the financial regulatory space, both historically and now?...more
On January 7, 2026, the Securities and Exchange Commission (the “SEC”) proposed updates to the definition of “small entity” for purposes of the Regulatory Flexibility Act (the “RFA”). Although the proposed changes, if...more
On January 7, 2026, President Trump issued a new executive order, “Prioritizing the Warfighter in Defense Contracting” (the “EO”), which states that “[a]fter years of misplaced priorities, traditional defense contractors have...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
On 1 October 2025, Federal Decree-Law No. (20) of 2025 (the Amending Law), amending Federal Decree-Law No. (32) of 2021 on Commercial Companies (the CCL 2021) was issued....more
Institutional clients prioritise regulatory clarity, reputational strength and commercial viability when choosing jurisdictions for digital assets. Clients are engaging in global ‘regulatory hopscotch', evaluating each...more
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. We take a short break from our 2-part series with Mike Volkov to review the issues arising from the Trump Administration's...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious. It could be books about business, compliance, history, leadership, current events, or...more
There are a variety of environmental, social and governance (“ESG”)-related regulations applicable to federally and provincially incorporated companies; however, the focus of this chapter is on public companies that qualify...more
This update reports on selected investment-related topics from the NAIC’s Fall National Meeting, December 8-11, 2025, as well as a number of interim developments that took place between the NAIC’s Summer and Fall National...more