10 Key Focus Areas for UK-Regulated Financial Services Firms in 2021

Latham & Watkins LLP

In last year’s publication we highlighted the top regulatory focus areas for our clients during 2020, concentrating on wholesale market structures and conduct risk.

This publication outlines the primary focus areas in 2021 for UK-regulated financial services firms. Some of these topics are attracting attention because they are an emerging trend, or because they are at a key stage in the regulatory change or implementation cycle. Other topics are attracting attention as they are drawing industry and supervisory scrutiny due to uncertainty and inconsistency in their recent implementation, and require industry harmonisation.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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