31 Days to a More Effective Compliance Program: Day 13 - Policies and Procedures

Thomas Fox - Compliance Evangelist
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Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. See more +
Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In this Day 13 episode, we review the importance of having well-crafted compliance policies and procedures as the foundation of a robust compliance program.

Key highlights:

• Importance of Compliance Policies

• Key Elements of Compliance Policies

• Assessment and Evolution of Policies

Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here: https://bit.ly/44NPUtp. See less -

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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