In addition, Rule 2210(c)(7)(F) and Rule 2210(d)(8) have been amended to clarify that (i) free writing prospectuses and similar documents that are exempt from filing with the SEC are excluded from Rule 2210’s filing and content standards (other than “omitting prospectuses” of registered investment companies governed by Securities Exchange Act Rule 482), and (ii) Rule 2210’s filing and content requirements apply to free writing prospectuses required to be filed with the SEC pursuant to Securities Exchange Act Rule 433(d)(1)(ii). 

Click here to read Regulatory Notice 14-30.