In This Presentation:

- The Board’s Roles and Compliance Responsibilities

- The Board Report & Briefing vs. Training

- Important Considerations for your Board Report

- Case Study

- How Can I Tell if my Board is Engaged?

- Key Takeaways

- NAVEX Global Resources

- Questions

- Excerpt from Roles & Compliance Responsibilities of the Board:

U.S. Sentencing Guidelines: Determining “Reasonable Oversight” -

- Is the board of directors knowledgeable about the content and operation of the program?

- Does the board exercise reasonable oversight of the implementation and effectiveness of the program and the organization’s culture?

- Does the organization have a high-level person and a person with day-to-day responsibility assigned to manage the program? Is there a defined relationship to the board of directors?