Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject.
In today's episode of Compliance Into the Weeds, Matt and I take a recently filed lawsuit by Shaquala Williams against JPMorgan for alleged retaliation for her internal whistleblowing. Williams was in a compliance function at the bank and claimed she was terminated for See more +
Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject.
In today's episode of Compliance Into the Weeds, Matt and I take a recently filed lawsuit by Shaquala Williams against JPMorgan for alleged retaliation for her internal whistleblowing. Williams was in a compliance function at the bank and claimed she was terminated for raising the issues that JPMorgan was not living up to its reporting requirements under an NPA.
Some of the issues we consider are:
1. Facts of the claim?
2. Made in the context of an ongoing NPA.
3. The lack of lack of documented policies and procedures.
4. Siloed nature of compliance functions.
5. Inconsistency in risk assessments.
6. Why is a single source of truth so critical?
Listen to the complete episode of Compliance Into the Weeds - A Single Source of Truth in Compliance Podcast Network. See less -
