BROKER-DEALER -
FINRA Requests Comment on Revised Price Disclosure Information Standards for Corporate and Agency Debt Securities -
The Financial Industry Regulatory Authority issued a regulatory notice requesting comment to revisions on a proposed rule that would enhance information disclosure standards for retail-size customer trades of corporate and agency debt securities. The proposed rule would require a firm engaged in these transactions to disclose on every customer confirmation the price to the customer, the price to the firm of the same-day trade and the difference between those prices.
Please see full publication below for more information.
