BROKER-DEALER -
Proposed FINRA Rule Change To Clarify the Operation of the Regulation NMS Plan To Address Extraordinary Market Volatility -
The Financial Industry Regulatory Authority is filing a proposed rule change (Proposal) with the Securities and Exchange Commission to clarify the operation of the Regulation NMS Plan to Address Extraordinary Volatility (Plan) following a “Trading Pause” or “Regulatory Halt” (as such terms are defined in the Plan) in a security subject to the Plan (Security).
Please see full publication below for more information.