Corporate & Financial Weekly Digest Featuring Articles on FINRA TRACE Reporting Obligations and FCA Guidance on Cryptoassets

James Brady, Carl Kennedy, Neil Robson
Katten Muchin Rosenman LLP
Contact
LinkedIn
Facebook
X
Send
Embed

BROKER-DEALER -

FINRA Proposes to Ease Restrictions on Initial Equity Public Offerings and New Issues -

The Financial Industry Regulatory Authority (FINRA) is proposing to amend its Rule 5130 and Rule 5131 to ease

certain restrictions on initial equity public offerings and new issue allocations and distributions.

Please see full publication below for more information.

View PDF
Download PDF [490KB]
Email
Report

LOADING PDF: If there are any problems, click here to download the file.

Written by:

Katten Muchin Rosenman LLP
Katten Muchin Rosenman LLP
Contact
more
less

Katten Muchin Rosenman LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign Up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide