Corporate & Financial Weekly Digest, Featuring Articles on SEC Amendments to Simplify Offering Exemptions, New FAQs for Post-Trade Name Give-Up Rule in CFTC Regulation and FCA Statement on Approach to Share Trading Obligation After Brexit


SEC Approves Amendments to Harmonize and Simplify Offering Exemptions -

On November 2, the Securities and Exchange Commission voted to adopt a set of amendments (the Amendments) to “harmonize, simplify and improve the multilayer and overly complex exempt offering framework” to “promote capital formation and expand investment opportunities while preserving or improving important investor protections,” according to the SEC’s press release announcing the Amendments. As highlighted in the press release, the Amendments, among other things...

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