Corporate & Financial Weekly Digest, Featuring Articles on FINRA's Request for Comment on Amendments to Margin Requirements and the HM Treasury's Intention to Remove UK MiFIR Open Access Regime for ETDs


FINRA Seeks Comment Regarding Diversity and Inclusion Initiatives -

The Financial Industry Regulatory Authority (FINRA) is seeking comment on rules, operations and administrative processes that may create unintended disparate impacts on those within the industries that FINRA regulates. FINRA recognizes that several broker-dealer industry participants have developed initiatives and programs to foster greater diversity, inclusion and equal opportunity in the industry, and FINRA has been engaging with its advisory committees, industry associations and other industry members to explore how it can further facilitate those goals within the broker-dealer industry.

Please see full Newsletter below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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