Corporate & Financial Weekly Digest, Featuring Articles on FINRA Rule 4210, CFTC, Brexit and ESMA

BROKER-DEALER -

Postponement of Margin Rules for Covered Agency Transactions Under FINRA Rule 4210 -

The Financial Industry Regulatory Authority is filing a rule change (SR-FINRA-2019-005) with the Securities and Exchange Commission that postpones until March 25, 2020 the implementation of mandatory margin for Covered Agency Transactions under FINRA Rule 4210.

Please see full Newsletter below for more information.

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Katten Muchin Rosenman LLP
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