Corporate & Financial Weekly Digest, Featuring Articles on the CFTC's 2019 Examination Priorities and the FCA's Efforts to Increase Asset Management Sector Competition

CFTC -

CFTC Divisions Announce 2019 Examination Policies -

On February 12, the Commodity Futures Trading Commission announced 2019 Examination Priorities (the “Examination Priorities”) for registrants of the Division of Market Oversight (DMO), Division of Swap Dealer and Intermediary Oversight (DSIO), and Division of Clearing & Risk (DCR). This marks the first time that the agency has published Examination Priorities for its divisions.

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