Daily Compliance News: October 27, 2020-the Tx AG Strikes Again edition

Thomas Fox
In today’s edition of Daily Compliance News:

1. SEC provides fewer Wells notices. (WSJ)

2. The Dig digs into the Goldman earnings statement. (The Dig)

3. Texas AG fires 2nd (Houston Chronicle)

4. Bloomberg says hold individuals culpable. (Bloomberg)


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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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Thomas Fox

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