Day 22 of 31 Days to a More Effective Compliance Program- Assessing Compliance Internal Controls

Thomas Fox - Compliance Evangelist
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In the Evaluation, Under Prong 9 Continuous Improvement, Periodic Testing and Review, it stated "Control Testing - Has the company reviewed and audited its compliance program in the area relating to the misconduct, including testing of relevant controls, collection and analysis of compliance data, and interviews of employees and third-parties? How are the results reported and action items tracked? What control testing has the company generally undertaken?
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