Don’t Be Like These 401(k) Plan Providers

Ary Rosenbaum - The Rosenbaum Law Firm P.C.
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The beauty of being an ERISA attorney is that when you think you’ve seen it all, you’ve seen something new. While most plan providers are professional, ethical, and competent, it’s the outliers that I’m fascinated about. Also, 401(k) plan sponsors using these ineffective plan providers need my help, not the ones who hired good providers. So these “horror stories” are things you shouldn’t become and if some of these stories may describe you, you have time to change your behavior.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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