ETF Roundup – Issue 6

GENERIC LISTING STANDARDS FOR ETFS RELYING ON RULE 6C-11 APPROVED -

The US Securities and Exchange Commission (SEC) has approved generic listing standards proposed by NYSE Arca, Inc., Cboe BZX Exchange, Inc., and The Nasdaq Stock Market LLC for shares of ETFs that are permitted to operate in reliance on Rule 6c-11 under the Investment Company Act of 1940 (1940 Act). The new standards streamline current procedures and are expected to reduce the timeline associated with bringing ETFs to market.

Please see full Publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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