Included with PLI Privileged Membership

1-Day Program – In-Person or via Live Webcast

Up to 7.0 Credit Hours

Why You Should Attend

As we near the last quarter of 2023, fintech adoption continues to advance on multiple fronts, but its progress is far from smooth. The recent months have seen major regulatory initiatives on crypto, DeFi and AI matters, and varying judicial decisions on crypto and DeFi have both delighted and dismayed market participants. Despite continuing market volatility and adverse regulatory action, many fintech initiatives are making noticeable, though halting progress. FinTech 2023 will discuss what industry can expect in 2024 by exploring the major securities, commodities, and banking regulatory issues faced by the crypto and fintech industries, as well as funds and other financial institutions engaged in digital asset and fintech services and investments.

What You Will Learn

After completing this program, participants will leave with a greater understanding of:

• Major crypto-related legislative and judicial developments and their implications for the industry
• Significant SEC and CFTC regulatory actions in the crypto and DeFi space, and related regulatory trends
• Key SEC rulemaking with significant potential consequences for crypto firms, including for crypto trading and other activities
• Developments that could affect the broader adoption of crypto assets and blockchain technology among retail and institutional investors
• Digital asset and fintech developments within the investment funds and banking sectors
• The various regulations and regulators in Fintech addressing consumer and data protection, payments, and investor protection

Program Chairs:

Deborah L. Connor – Morrison & Foerster LLP

Barbara A. Stettner – Allen & Overy LLP

Who Should Attend

Attorneys and allied professionals representing investors and financial services companies; government regulators, or in-house counsel at financial services and financial technology companies.

Up to 7.0 Credit Hours