December 4th, 2025
8:30 AM - 6:00 PM EST
Stark & Stark
100 American Metro Boulevard
Hamilton Township, NJ 08619
5 NASAA IAR and CFP CE credits, only $149!*
3 Products and Practices and 2 Ethics IAR CE Credits*
Reserve Your Seat Today!
The RIA Compliance and Legal Strategies Conference is back at our offices in Hamilton, NJ. The Conference is an essential event for RIAs and IARs to gain a valuable understanding of current regulatory and compliance-related issues. Attendees will earn 5 NASAA IAR and/or CFP CE credits.
Registered investment advisers will gain a valuable insight on pertinent legal and compliance topics, including:
- Client texting/social media policies and procedures
- Implementing AI tools in a compliant manner
- Understanding Bitcoin and integrating it into client portfolios
- Performing due diligence on third party vendors
- Securing sensitive client information
- Protecting clients from abuse or financial exploitation
- Preparing and filing an accurate Form ADV
- Understanding powers of attorney and executorship
- Complying with custody rules
- Completing a successful merger or acquisition
You will leave with a wealth of knowledge and practical strategies to help you navigate the complex regulatory and legal landscape. Don't miss this opportunity to gain a competitive edge and meet with your compliance team at Stark & Stark – register today!
Breakfast and Lunch provided. Networking Reception will follow.
