Institutions Pushing Back Against Removing PIs From Awards, Despite Harassment Findings

Health Care Compliance Association (HCCA)

Health Care Compliance Association (HCCA)

Report on Research Compliance 17, no. 7 (July 2020):

In the first six months of this year, NIH removed 24 individuals from its peer review panels, and at least 14 researchers lost their status as principal investigators (PIs) on awards, due to allegations or findings related to sexual harassment and other misconduct such as bullying and creating an unsafe research environment.

But the numbers could potentially be higher, because NIH is encountering resistance from institutions that insist a sanctioned investigator can still be a PI. In fact, some are essentially telling NIH their actions are sufficient and to “leave us alone,” according to Carrie Wolinetz, one of the top NIH officials charged with rooting out sexual and other types of harassment among NIH awardee institutions.

Wolinetz made her comments as part of an update from the Working Group on Changing the Culture to End Sexual Harassment, which she co-chairs, on NIH’s efforts since December to implement the groups’ recommendations.[1] (See related story for working group member Angela Rasmussen’s reactions to NIH’s “slow” progress and her thoughts on other efforts it needs to undertake.)[2]

Speaking during the Advisory Committee to the Director (ACD) meeting, Wolinetz, also associate director for science policy and acting chief of staff to NIH Director Francis Collins, said institutions are willing to remove PIs from supervisory positions and teaching duties and impose other restrictions as a result of harassment issues.

“But we don’t think you should do anything to the grant” a PI had, institutions have said to NIH, according to Wolinetz. This has happened with “a number of institutions,” she said, and reflects a practice known as “protecting the rainmakers.”

Wolinetz said at the ACD meeting last month that she wanted to share NIH’s concern over this “to spark discussion” and because it is something the research enterprise “needs to grapple [with].”

Institutions are taking this position even though they acknowledge “it is not safe for [the PI] to supervise people or train graduate students or post-docs,” said Wolinetz. “In our view, that’s not really in keeping with the focus on safe environments that we’ve really been trying to promote under the leadership of the ACD.” If the PI can’t be trusted around others, “there might be an issue with trust for public dollars” and with the person’s ability to meet other terms of the award, she said.

[View source.]

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