Material Investment Management Developments and Template Annual Compliance Checklists for Registered Investment Advisers, Exempt Reporting Advisers, Commodity Pool Operators, Commodity Trading Advisors, and Private Fund Managers

Jessica Billeter, George Danenhauer, Doreen Edelman, Andrew Graw, Rachel Ingwer, Megan Monson, Scott Moss, Michael Scales, Brian Silikovitz
Lowenstein Sandler LLP
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Lowenstein Sandler’s Investment Management Group is pleased to provide you with the summaries and checklists described below.

Summaries of recent legal developments with respect to:

•SEC’s 2023 Examination Priorities-

•Collapse of Silicon Valley Bank: Resources-

•Enforcement Actions Against Investment Advisers-

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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