Material Investment Management Developments and Template Annual Compliance Checklists for Registered Investment Advisers, Exempt Reporting Advisers, Commodity Pool Operators, Commodity Trading Advisors and Private Fund Managers

Summaries of recent legislative and regulatory developments with respect to:

•SEC’s 2022 Examination Priorities • Proposed Amendments to Form PF Requirements-

•Proposed New Rules Applicable to Private Fund Advisers and Requirement to Document Annual Reviews-

Please see full publication below for more information.

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