| Fund Name: |
Nuveen Municipal High Yield & Special Situations Fund |
| Adviser: |
Nuveen Fund Advisors |
| Sub-Adviser(s): |
Nuveen Asset Management |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (quarterly repurchase; interval fund; monthly distributions) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
May 23, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Cipher Technologies Bitcoin Fund |
| Adviser: |
Cipher Technologies Management LP |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (quarterly repurchase; interval fund) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
May 13, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
NB Crossroads Private Markets Fund VI Custody LP |
| Adviser: |
Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): |
NB Alternatives Advisers LLC |
| Fees: |
0.8% Management Fee (Master Fund) |
| Open- or Closed-End: |
Closed-End (Feeder Fund) |
| Investor Restrictions: |
Minimum capital commitment is $50,000 (commitments of lesser amounts at the discretion of the Board) |
| Filing Date: |
April 26, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Nuveen Municipal Credit Opportunities Fund |
| Adviser: |
Nuveen Fund Advisors, LLC |
| Sub-Adviser(s): |
Nuveen Asset Management |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly cash distributions; annual distributions) |
| Investor Restrictions: |
Minimum initial investment is $1,500 (100 Common Shares) |
| Filing Date: |
April 25, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
NB Crossroads Private Markets Fund VI Holdings LP |
| Adviser: |
Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): |
NB Alternatives Advisers LLC |
| Fees: |
0.8% Management Fee |
| Open- or Closed-End: |
Closed-End (Master Fund) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
April 4, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
RiverNorth Opportunistic Municipal Income Fund II, Inc. |
| Adviser: |
RiverNorth Capital Management, LLC |
| Sub-Adviser(s): |
MacKay Shields LLC |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly distributions; annual distributions; exchange traded, NYSE) |
| Investor Restrictions: |
Minimum initial investment is $2,000 (100 Common Shares) |
| Filing Date: |
March 20, 2019 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
BlackRock Science and Technology Trust II |
| Adviser: |
BlackRock Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (monthly distributions) |
| Investor Restrictions: |
Not disclosed |
| Filing Date: |
February 26, 2019 |
| Effective Date: |
Pending |
