Patent Owner Tip #6 for Surviving an Instituted IPR: Using Objective Sources & Evidence to Support the Expert Declaration

Mintz - Intellectual Property Viewpoints
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Mintz - Intellectual Property Viewpoints

As we have previously discussed, expert testimony is a critical aspect of the Patent Owner’s case-in-chief of an inter partes review (“IPR”) proceeding. In addition to retaining the right expert witness and maximizing that expert’s testimony in the expert declaration, it is imperative that expert testimony is supported by objective, contemporaneous documentary evidence.

We have previously written about the importance of supporting and corroborating expert opinions with the detailed reasons and documentary evidence. Pursuant to 37 C.F.R. § 42.65(a), “[e]xpert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”  Conclusory, unsupported expert testimony can lead to outright rejection of the expert opinion. For example, in Skky, Inc. v. MindGeek s.a.r.l., 859 F.3d 1014, 1022 (Fed. Cir. 2017), the Federal Circuit affirmed the Board’s failure to credit the expert testimony of the patent owner’s expert noting, “the Board is not required to credit Skky’s expert evidence simply because Skky offered it. . . . The Board reviewed the evidence presented by the parties and chose not to credit Skky’s expert testimony.” Because expert witnesses do not testify live before PTAB judges, conclusory, unsupported expert opinions are not only entitled to little weight, but also often result in losing a “battle of the experts.”

One way to prevent a perceived “battle of the experts” is to bolster expert opinions with contemporaneous documents such as treatises, articles, and textbooks that support your expert’s opinions, claim constructions, and conclusions. Where expert opinions are supported with contemporaneous documentary evidence, PTAB judges are less likely to view the issues as one expert’s word against another’s.

However, all contemporaneous, documentary evidence is not created equal. References should be carefully reviewed and selected to ensure that the evidence properly supports the opinions and conclusions of the Patent Owner’s expert, but does not help support the Petitioner’s positions. Patent Owners who use the strategic advantage of the evidentiary last word and the benefit of a largely developed evidentiary record prior to filing its expert declaration can successfully support its expert’s opinions while effectively distinguishing the evidence cited by Petitioner’s expert.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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