Public Alternative Funds Archive - 2017: UPDATED

by Kramer Levin Naftalis & Frankel LLP
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Fund Name: Altegris Private Markets Opportunities Fund
Adviser: Altegris Advisors, L.L.C.
Sub-Adviser(s): StepStone Group LP
Fees: 1.2% Management Fee
Open- or Closed-End: Closed-End (Annual repurchase and quarterly secondary transfers commencing in third year of operation)
Investor Restrictions: $25,000 minimum initial investment; $10,000 minimum subsequent investment
Filing Date: Dec. 27, 2017
Effective Date: Dec. 27, 2017
   
Fund Name: OFI Carlyle Global Private Credit Fund
Adviser: OC Private Capital, LLC
Sub-Adviser(s): Not specified
Fees: Not specified
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: Minimum initial and subsequent investments not specified
Filing Date: Dec. 15, 2017
Effective Date: Pending
   
Fund Name: Tortoise Tax-Advantaged Essential Assets Interval Fund, Inc.
Adviser: Tortoise Credit Strategies, LLC
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: Minimum initial and subsequent investments not specified
Filing Date: Dec. 15, 2017
Effective Date: Pending
   
Fund Name: NB Crossroads Private Markets Fund V Holdings LP
Adviser: Neuberger Berman Investment Advisers LLC
Sub-Adviser(s): NB Alternatives Advisers LLC
Fees: 0.85% advisory fee from the Fund's commencement of operations through the end of year eight and then 0.30% for the remaining life of the Fund.
Open- or Closed-End: Closed-End (Master Fund)
Investor Restrictions: Accredited investor, qualified client; $50,000 minimum commitment
Filing Date: Nov. 30, 2017
Effective Date: Nov. 30, 2017
   
Fund Name: NorthStar Real Estate Capital Income Fund-C
Adviser: CNI RECF Advisors, LLC
Sub-Adviser(s): None
Fees: The Fund does not directly pay a management fee with respect to any period during which the only investment securities held by the Fund are those of the Master Fund. The Master Fund pays a management fee, calculated and paid quarterly in arrears, of 1.25% of the Master Fund's average daily net assets during such period.
Open- or Closed-End: Closed-End (Quarterly repurchase; Feeder fund)
Investor Restrictions: $4,000 minimum initial investment; $100 minimum subsequent investment (except for purchases made pursuant to the Trust's dividend reinvestment plan or as otherwise permitted by the Trust)
Filing Date: Nov. 16, 2017
Effective Date: Pending
   
Fund Name: Destra International & Event-Driven Credit Fund
Adviser: Destra Capital Advisors LLC
Sub-Adviser(s): BlueBay Asset Management LLP
Fees: 1.75% Management Fee
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: Unspecified minimum initial investment
Filing Date: Nov. 15, 2017
Effective Date: Pending
   
Fund Name: Sierra Real Estate Fund
Adviser: SREF Advisors LLC
Sub-Adviser(s): None
Fees: 1.5% Management Fee
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: $2,500 minimum initial investment for regular accounts, $1,000 for retirement accounts (Class A); $2,500 minimum initial investment for regular and retirement accounts (Class T, S and L); $100 minimum subsequent investment if made under Fund's automatic investment program, $1,000 minimum subsequent investment if not made under the Fund's automatic investment program (Class A, T, S and L); Unspecified minimum initial investment, no minimum subsequent investment (Class I).
Filing Date: Nov. 13, 2017
Effective Date: Pending
   
Fund Name: Goldman Sachs Private Markets Fund 2018 LLC
Adviser: Goldman Sachs Asset Management, L.P.
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Closed-End
Investor Restrictions: Accredited investor, U.S. person; $50,000 minimum investment
Filing Date: Oct. 12, 2017
Effective Date: Pending
   
Fund Name: Infinity Long/Short Equity Fund LLC
Adviser: Infinity Capital Advisors, LLC
Sub-Adviser(s): None
Fees: 1.25% Management Fee
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: Accredited investor; $25,000 minimum initial investment, $10,000 minimum subsequent investment
Filing Date: Oct. 4, 2017
Effective Date: Pending
   
Fund Name: OFS Credit Company
Adviser: OFS Capital Management, LLC
Sub-Adviser(s): None
Fees: 1.75% Management Fee
Open- or Closed-End: Closed-End (Exchange traded - NASDAQ Global Select Market)
Investor Restrictions: None
Filing Date: Oct. 4, 2017
Effective Date: Pending
   
Fund Name: Calamos Long/Short Equity Income 2028 Term Trust
Adviser: Calamos Advisors LLC
Sub-Adviser(s): None
Fees: 1.10% Management Fee
Open- or Closed-End: Closed-End (Exchange traded - NASDAQ Global Select Market)
Investor Restrictions: None
Filing Date: Sept. 22, 2017
Effective Date: Pending
   
Fund Name: Cushing MLP Infrastructure Fund
Adviser: Cushing Asset Management, LP
Sub-Adviser(s): None
Fees: 1% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $2,000 minimum initial investment (Class A and C), $250 minimum initial investment (Individual retirement accounts), $250,000 minimum initial investment (Class I); $100 minimum subsequent investment (All share classes)
Filing Date: Sept. 19, 2017
Effective Date: Pending
   
Fund Name: Angel Oak Strategic Credit Fund
Adviser: Angel Oak Capital Advisors LLC
Sub-Adviser(s): None
Fees: 1.25% Management Fee
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: $50,000 minimum initial investment
Filing Date: Sept. 15, 2017
Effective Date: Pending
   
Fund Name: IBAA Fund
Adviser: IBAA
Sub-Adviser(s): None
Fees: 1.5% Management Fee
Open- or Closed-End: Closed-End (Exchange traded - NYSE)
Investor Restrictions: Qualified clients; $50,000 minimum initial investment, $10,000 minimum subsequent investment
Filing Date: Sept. 5, 2017
Effective Date: Pending
   
Fund Name: Harvest Volatility Absolute Fund
Adviser: Harvest Volatility Management LLC
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts).
Filing Date: Sept.1, 2017
Effective Date: Pending
   
Fund Name: Harvest Edge Equity Fund
Adviser: Harvest Volatility Management LLC
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts).
Filing Date: Sept.1, 2017
Effective Date: Pending
   
Fund Name: Harvest Edge Bond Fund
Adviser: Harvest Volatility Management LLC
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Open-End (Mutual Fund)
Investor Restrictions: $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts).
Filing Date: Sept.1, 2017
Effective Date: Pending
   
Fund Name: BlackRock Multi-Sector Opportunities Trust Series I
Adviser: BlackRock Advisors LLC
Sub-Adviser(s): BlackRock International Limited and BlackRock (Singapore) Limited
Fees: Not specified
Open- or Closed-End: Closed-End (Quarterly repurchase; Feeder fund)
Investor Restrictions: Minimum investment levels not specified
Filing Date: Aug. 31, 2017
Effective Date: Pending
   
Fund Name: Orinda Preferred Yield Plus Fund
Adviser: Orinda Asset Management LLC
Sub-Adviser(s): Not specified
Fees: 1.25% Management Fee
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: $10,000 minimum initial investment (Class A); $50,000 minimum initial investment (Class I); No minimum subsequent investment (Class A or I)
Filing Date: Aug. 18, 2017
Effective Date: Pending
   
Fund Name: WCM Alternatives: Credit Event Fund
Adviser: Westchester Capital Management LLC
Sub-Adviser(s): None
Fees: 1.25% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $2,000 minimum initial investment, no minimum subsequent investment (Investor Class Shares); $1 million minimum initial investment, $500 minimum subsequent investment (Institutional Class Shares)
Filing Date: Aug. 8, 2017
Effective Date: Pending
   
Fund Name: Oppenheimer SteelPath MLP & Energy Infrastructure Fund
Adviser: OFI SteelPath Inc.
Sub-Adviser(s): Not specified
Fees: Not specified
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $1,000 minimum initial investment; $500 minimum initial investment for Traditional and Roth IRA, Asset Builder Plan, Automatic Exchange Plan and government allotment plan accounts; $1 million minimum initial investment for Class I shares; No minimum subsequent investment
Filing Date: Aug. 1, 2017
Effective Date: Pending
   
Fund Name: T. Rowe Price Capital Appreciation & Income Fund, Inc.
Adviser: T. Rowe Price Associates, Inc.
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $2,500 minimum initial investment ($1,000 for retirement accounts), $100 minimum subsequent investment (Investor Class); $1 million minimum initial investment, no minimum subsequent investment (I Class); Advisor Class shares may generally only be purchased through a financial intermediary or retirement plan.
Filing Date: July 6, 2017
Effective Date: Pending
   
Fund Name: Highland Global Allocation Fund II
Adviser: Highland Capital Management Fund Advisors, L.P.
Sub-Adviser(s): Not specified
Fees: 0.4% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $500 minimum initial investment by mail ($1,000 by wire), $100 minimum subsequent investment by mail ($1,000 by wire) for Class A and C Shares; No minimum initial or subsequent investment amounts for Class Y Shares.
Filing Date: June 30, 2017
Effective Date: Pending
   
Fund Name: Highland Floating Rate Opportunities Fund II
Adviser: Highland Capital Management Fund Advisors, L.P.
Sub-Adviser(s): Not specified
Fees: 0.65% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $2,500 minimum initial investment; $50 minimum subsequent investment
Filing Date: June 30, 2017
Effective Date: Pending
   
Fund Name: Blackstone/GSO Floating Rate Enhanced Income Fund
Adviser: GSO/Blackstone Debt Funds Management LLC
Sub-Adviser(s): None
Fees: Management fee at an annual rate equal to 1% of the average daily value of the Fund's net assets
Open- or Closed-End: Closed-End (Monthly repurchase - subject to receipt of exemptive relief)
Investor Restrictions: $10,000 minimum initial investment; $1,000 minimum subsequent investment
Filing Date: June 30, 2017
Effective Date: Pending
   
Fund Name: Columbia Variable Portfolio - Managed Risk U.S. Fund
Adviser: Columbia Management Investment Advisers LLC
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: The Fund is available for purchase through Contracts offered by the separate accounts of participating insurance companies or by other eligible investors authorized by Columbia Management Investment Distributors Inc.
Filing Date: June 26, 2017
Effective Date: Pending
   
Fund Name: Columbia Variable Portfolio - Managed Risk Global Fund
Adviser: Columbia Management Investment Advisers LLC
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: The Fund is available for purchase through Contracts offered by the separate accounts of participating insurance companies or by other eligible investors authorized by Columbia Management Investment Distributors Inc.
Filing Date: June 26, 2017
Effective Date: Pending
   
Fund Name: AIP Alternative Lending Fund A
Adviser: Morgan Stanley AIP GP LP
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Closed-End (Quarterly repurchase; Master Fund)
Investor Restrictions: Accredited investor; $50,000 minimum initial investment, $25,000 minimum subsequent investment
Filing Date: June 22, 2017
Effective Date: Pending
   
Fund Name: AIP Alternative Lending Fund P
Adviser: Morgan Stanley AIP GP LP
Sub-Adviser(s): None
Fees: Not specified (Investors are indirectly subject to the Master Fund's management fee)
Open- or Closed-End: Closed-End (Quarterly repurchase; Feeder fund)
Investor Restrictions: Accredited investor; $50,000 minimum initial investment, $25,000 minimum subsequent investment
Filing Date: June 22, 2017
Effective Date: Pending
   
Fund Name: T. Rowe Price Multi-Strategy Total Return Fund, Inc.
Adviser: T. Rowe Price Associates, Inc.
Sub-Adviser(s): None
Fees: 1% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: For Investor and Advisor Class Shares: $2,500 minimum initial investment ($1,000 minimum initial investment if opening an IRA, a custodial account for a minor, or a small business retirement plan account), $100 minimum subsequent investment; For Class I Shares: $1,000,000 minimum initial investment, no minimum subsequent investment
Filing Date: June 9, 2017
Effective Date: Pending
   
Fund Name: Nuveen Emerging Markets Debt 2022 Target Term Fund
Adviser: Nuveen Fund Advisors LLC
Sub-Adviser(s): Teachers Advisors LLC
Fees: Not specified
Open- or Closed-End: Closed-End (Exchange traded)
Investor Restrictions: Minimum investment of 100 common shares
Filing Date: June 9, 2017
Effective Date: Pending
   
Fund Name: NorthStar Real Estate Capital Income Fund-ADV
Adviser: CNI RECF Advisors LLC
Sub-Adviser(s): None specified
Fees: Management fee paid at the Master Fund level - fee calculated at an annual rate of 1.25% of the Master Fund's average daily net assets.
Open- or Closed-End: Closed-End (Feeder fund)
Investor Restrictions: $4,000 minimum initial investment, $100 minimum subsequent investment
Filing Date: June 1, 2017
Effective Date: Pending
   
Fund Name: Putnam PanAgora Managed Futures Fund
Adviser: Putnam Investment Management LLC
Sub-Adviser(s): PanAgora Asset Management Inc.
Fees: 1% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $500 minimum initial investment (currently waived; Putnam reserves the right to reject initial investments of less than $500 at its discretion)
Filing Date: May 23, 2017
Effective Date: Pending
   
Fund Name: PanAgora Market Neutral Fund
Adviser: Putnam Investment Management LLC
Sub-Adviser(s): PanAgora Asset Management Inc.
Fees: 1.3% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $500 minimum initial investment (currently waived; Putnam reserves the right to reject initial investments of less than $500 at its discretion)
Filing Date: May 23, 2017
Effective Date: Pending
   
Fund Name: Putnam PanAgora Risk Parity Fund
Adviser: Putnam Investment Management LLC
Sub-Adviser(s): PanAgora Asset Management Inc.
Fees: 0.75% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $500 minimum initial investment (currently waived; Putnam reserves the right to reject initial investments of less than $500 at its discretion)
Filing Date: May 23, 2017
Effective Date: Pending
   
Fund Name: Vivaldi Opportunities Fund
Adviser: Vivaldi Asset Management LLC
Sub-Adviser(s): RiverNorth Capital Management LLC and Angel Oak Capital Advisors LLC
Fees: Management fee payable on a monthly basis at the annual rate of 1.4% of the Fund's average daily Managed Assets.
Open- or Closed-End: Closed-End (Exchange traded)
Investor Restrictions: $1,500 minimum initial investment, $500 minimum subsequent investment
Filing Date: May 22, 2017
Effective Date: Pending
   
Fund Name: Invesco High Income 2024 Target Term Fund
Adviser: Invesco Advisers Inc.
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Closed-End (Exchange traded)
Investor Restrictions: Minimum investment of 100 common shares
Filing Date: May 10, 2017
Effective Date: Pending
   
Fund Name: Tortoise Essential Assets Income 2024 Term Fund
Adviser: Tortoise Capital Advisors LLC
Sub-Adviser(s): Tortoise Credit Strategies LLC
Fees: Not specified
Open- or Closed-End: Closed-End (Exchange traded)
Investor Restrictions: Minimum investment of 100 common shares
Filing Date: April 24, 2017
Effective Date: Pending
   
Fund Name: XAI Octagon Floating Rate Income & Credit Alternative Trust
Adviser: XA Investments LLC
Sub-Adviser(s): Octagon Credit Investors LLC
Fees: Not specified
Open- or Closed-End: Closed-End (Exchange traded)
Investor Restrictions: Not specified
Filing Date: April 7, 2017
Effective Date: Pending
   
Fund Name: USQ Core Real Estate Fund
Adviser: Union Square Capital Partners LLC
Sub-Adviser(s): None
Fees: Not specified
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: $2,500 minimum initial investment, $100 minimum subsequent investment (Class IS); $25,000 minimum initial investment, $100 minimum subsequent investment (Class I)
Filing Date: April 6, 2017
Effective Date: Pending
   
Fund Name: NB Crossroads Private Markets Fund V (TE)
Adviser: Neuberger Berman Investment Advisers LLC
Sub-Adviser(s): NB Alternatives Advisers LLC
Fees: The Fund, through its investment in the Master Fund, will indirectly bear the management fees and carried interest allocations (or equivalent) of the Portfolio Funds; the expenses of the Portfolio Funds, including without limitation, investment-related expenses, non-investment related interest expense, administrative expenses and fees and disbursements of attorneys and accountants engaged on behalf of the Portfolio Fund and other ordinary and extraordinary expenses.
Open- or Closed-End: Closed-End (Feeder fund)
Investor Restrictions: Accredited investors and qualified clients; $50,000 minimum investment
Filing Date: March 31, 2017
Effective Date: Pending
   
Fund Name: FS Global Credit Opportunities Fund-T2
Adviser: FS Global Advisor LLC
Sub-Adviser(s): GSO Capital Partners LP
Fees: Management Fee calculated and payable quarterly in arrears at the annual rate of 2% of the Fund's average daily gross assets during such period.
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: $5,000 minimum initial investment, $500 minimum subsequent investment; Investors are required to have either: (i) a net worth - not including home, furnishings and personal automobiles - of at least $70,000 and an annual gross income of at least $70,000; or (ii) a net worth - not including home, furnishings and personal automobiles - of at least $250,000.
Filing Date: March 28, 2017
Effective Date: Pending
   
Fund Name: AllianzGI Convertible & Income 2024 Target Term Fund
Adviser: Allianz Global Investors U.S. LLC
Sub-Adviser(s): Not specified
Fees: Not specified
Open- or Closed-End: Closed-End (Exchange traded)
Investor Restrictions: Minimum investment of 100 common shares
Filing Date: March 24, 2017
Effective Date: Pending
   
Fund Name: Eaton Vance Floating-Rate 2024 Target Term Trust
Adviser: Eaton Vance Management
Sub-Adviser(s): Not specified
Fees: Not specified
Open- or Closed-End: Closed-End (Exchange traded)
Investor Restrictions: Minimum investment of 100 common shares
Filing Date: March 17, 2017
Effective Date: Pending
   
Fund Name: American Beacon Institutional Funds Trust
Adviser: American Beacon Advisors Inc.
Sub-Adviser(s): Aristotle Capital Management LLC; Barrow, Hanley, Mewhinney & Strauss LLC; Brandywine Global Investment Management LLC; Hotchkis & Wiley Capital Management LLC; Lazard Asset Management LLC; and Templeton Investment Counsel LLC.
Fees: Aggregate annualized management fee equal to 0.31% of the Fund's average daily net assets.
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: Accredited investor and qualified purchaser; $100,000 minimum initial investment
Filing Date: March 17, 2017
Effective Date: Pending
   
Fund Name: Morningstar Funds Trust
Adviser: Morningstar Investment Management LLC
Sub-Adviser(s): Not specified
Fees: Not specified
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: No initial or subsequent minimum purchase amounts.
Filing Date: March 6, 2017
Effective Date: Pending
   
Fund Name: THL Credit Senior Loan 2024 Term Fund
Adviser: Four Wood Capital Advisors LLC
Sub-Adviser(s): THL Credit Advisors LLC
Fees: Not specified
Open- or Closed-End: Closed-End (Exchange traded)
Investor Restrictions: Minimum investment of 100 common shares
Filing Date: Feb. 27, 2017
Effective Date: Pending
   
Fund Name: AlphaCentric Prime Meridian Income Fund
Adviser: Alphacentric Advisors LLC
Sub-Adviser(s): Prime Meridian Capital Management LLC
Fees: 1.5% Management Fee
Open- or Closed-End: Closed-End (Quarterly repurchase)
Investor Restrictions: $2,500 minimum initial investment for regular accounts, $1,000 for retirement plan accounts; $100 minimum subsequent investment if made through an automatic investment program, $1,000 for subsequent investments not made through an automatic investment program.
Filing Date: Feb. 13, 2017
Effective Date: Pending
   
Fund Name: Day Hagan Hedged Strategy Fund
Adviser: Donald L. Hagan LLC
Sub-Adviser(s): Pacini Hatfield Investments LLC
Fees: 1.75% Management Fee
Open- or Closed-End: Open-End (Mutual fund)
Investor Restrictions: $1,000 minimum initial investment for regular and IRA accounts, $100 for automatic investment plan accounts; $50 minimum subsequent investment (Class T)
Filing Date: Feb. 1, 2017
Effective Date: Pending

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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Our Website and Services are not directed at children under the age of 16 and we do not knowingly collect personal information from children under the age of 16 through our Website and/or Services. If you have reason to believe that a child under the age of 16 has provided personal information to us, please contact us, and we will endeavor to delete that information from our databases.

Links to Other Websites

Our Website and Services may contain links to other websites. The operators of such other websites may collect information about you, including through cookies or other technologies. If you are using our Website or Services and click a link to another site, you will leave our Website and this Policy will not apply to your use of and activity on those other sites. We encourage you to read the legal notices posted on those sites, including their privacy policies. We are not responsible for the data collection and use practices of such other sites. This Policy applies solely to the information collected in connection with your use of our Website and Services and does not apply to any practices conducted offline or in connection with any other websites.

Information for EU and Swiss Residents

JD Supra's principal place of business is in the United States. By subscribing to our website, you expressly consent to your information being processed in the United States.

  • Our Legal Basis for Processing: Generally, we rely on our legitimate interests in order to process your personal information. For example, we rely on this legal ground if we use your personal information to manage your Registration Data and administer our relationship with you; to deliver our Website and Services; understand and improve our Website and Services; report reader analytics to our authors; to personalize your experience on our Website and Services; and where necessary to protect or defend our or another's rights or property, or to detect, prevent, or otherwise address fraud, security, safety or privacy issues. Please see Article 6(1)(f) of the E.U. General Data Protection Regulation ("GDPR") In addition, there may be other situations where other grounds for processing may exist, such as where processing is a result of legal requirements (GDPR Article 6(1)(c)) or for reasons of public interest (GDPR Article 6(1)(e)). Please see the "Your Rights" section of this Privacy Policy immediately below for more information about how you may request that we limit or refrain from processing your personal information.
  • Your Rights
    • Right of Access/Portability: You can ask to review details about the information we hold about you and how that information has been used and disclosed. Note that we may request to verify your identification before fulfilling your request. You can also request that your personal information is provided to you in a commonly used electronic format so that you can share it with other organizations.
    • Right to Correct Information: You may ask that we make corrections to any information we hold, if you believe such correction to be necessary.
    • Right to Restrict Our Processing or Erasure of Information: You also have the right in certain circumstances to ask us to restrict processing of your personal information or to erase your personal information. Where you have consented to our use of your personal information, you can withdraw your consent at any time.

You can make a request to exercise any of these rights by emailing us at privacy@jdsupra.com or by writing to us at:

Privacy Officer
JD Supra, LLC
10 Liberty Ship Way, Suite 300
Sausalito, California 94965

You can also manage your profile and subscriptions through our Privacy Center under the "My Account" dashboard.

We will make all practical efforts to respect your wishes. There may be times, however, where we are not able to fulfill your request, for example, if applicable law prohibits our compliance. Please note that JD Supra does not use "automatic decision making" or "profiling" as those terms are defined in the GDPR.

  • Timeframe for retaining your personal information: We will retain your personal information in a form that identifies you only for as long as it serves the purpose(s) for which it was initially collected as stated in this Privacy Policy, or subsequently authorized. We may continue processing your personal information for longer periods, but only for the time and to the extent such processing reasonably serves the purposes of archiving in the public interest, journalism, literature and art, scientific or historical research and statistical analysis, and subject to the protection of this Privacy Policy. For example, if you are an author, your personal information may continue to be published in connection with your article indefinitely. When we have no ongoing legitimate business need to process your personal information, we will either delete or anonymize it, or, if this is not possible (for example, because your personal information has been stored in backup archives), then we will securely store your personal information and isolate it from any further processing until deletion is possible.
  • Onward Transfer to Third Parties: As noted in the "How We Share Your Data" Section above, JD Supra may share your information with third parties. When JD Supra discloses your personal information to third parties, we have ensured that such third parties have either certified under the EU-U.S. or Swiss Privacy Shield Framework and will process all personal data received from EU member states/Switzerland in reliance on the applicable Privacy Shield Framework or that they have been subjected to strict contractual provisions in their contract with us to guarantee an adequate level of data protection for your data.

California Privacy Rights

Pursuant to Section 1798.83 of the California Civil Code, our customers who are California residents have the right to request certain information regarding our disclosure of personal information to third parties for their direct marketing purposes.

You can make a request for this information by emailing us at privacy@jdsupra.com or by writing to us at:

Privacy Officer
JD Supra, LLC
10 Liberty Ship Way, Suite 300
Sausalito, California 94965

Some browsers have incorporated a Do Not Track (DNT) feature. These features, when turned on, send a signal that you prefer that the website you are visiting not collect and use data regarding your online searching and browsing activities. As there is not yet a common understanding on how to interpret the DNT signal, we currently do not respond to DNT signals on our site.

Access/Correct/Update/Delete Personal Information

For non-EU/Swiss residents, if you would like to know what personal information we have about you, you can send an e-mail to privacy@jdsupra.com. We will be in contact with you (by mail or otherwise) to verify your identity and provide you the information you request. We will respond within 30 days to your request for access to your personal information. In some cases, we may not be able to remove your personal information, in which case we will let you know if we are unable to do so and why. If you would like to correct or update your personal information, you can manage your profile and subscriptions through our Privacy Center under the "My Account" dashboard. If you would like to delete your account or remove your information from our Website and Services, send an e-mail to privacy@jdsupra.com.

Changes in Our Privacy Policy

We reserve the right to change this Privacy Policy at any time. Please refer to the date at the top of this page to determine when this Policy was last revised. Any changes to our Privacy Policy will become effective upon posting of the revised policy on the Website. By continuing to use our Website and Services following such changes, you will be deemed to have agreed to such changes.

Contacting JD Supra

If you have any questions about this Privacy Policy, the practices of this site, your dealings with our Website or Services, or if you would like to change any of the information you have provided to us, please contact us at: privacy@jdsupra.com.

JD Supra Cookie Guide

As with many websites, JD Supra's website (located at www.jdsupra.com) (our "Website") and our services (such as our email article digests)(our "Services") use a standard technology called a "cookie" and other similar technologies (such as, pixels and web beacons), which are small data files that are transferred to your computer when you use our Website and Services. These technologies automatically identify your browser whenever you interact with our Website and Services.

How We Use Cookies and Other Tracking Technologies

We use cookies and other tracking technologies to:

  1. Improve the user experience on our Website and Services;
  2. Store the authorization token that users receive when they login to the private areas of our Website. This token is specific to a user's login session and requires a valid username and password to obtain. It is required to access the user's profile information, subscriptions, and analytics;
  3. Track anonymous site usage; and
  4. Permit connectivity with social media networks to permit content sharing.

There are different types of cookies and other technologies used our Website, notably:

  • "Session cookies" - These cookies only last as long as your online session, and disappear from your computer or device when you close your browser (like Internet Explorer, Google Chrome or Safari).
  • "Persistent cookies" - These cookies stay on your computer or device after your browser has been closed and last for a time specified in the cookie. We use persistent cookies when we need to know who you are for more than one browsing session. For example, we use them to remember your preferences for the next time you visit.
  • "Web Beacons/Pixels" - Some of our web pages and emails may also contain small electronic images known as web beacons, clear GIFs or single-pixel GIFs. These images are placed on a web page or email and typically work in conjunction with cookies to collect data. We use these images to identify our users and user behavior, such as counting the number of users who have visited a web page or acted upon one of our email digests.

JD Supra Cookies. We place our own cookies on your computer to track certain information about you while you are using our Website and Services. For example, we place a session cookie on your computer each time you visit our Website. We use these cookies to allow you to log-in to your subscriber account. In addition, through these cookies we are able to collect information about how you use the Website, including what browser you may be using, your IP address, and the URL address you came from upon visiting our Website and the URL you next visit (even if those URLs are not on our Website). We also utilize email web beacons to monitor whether our emails are being delivered and read. We also use these tools to help deliver reader analytics to our authors to give them insight into their readership and help them to improve their content, so that it is most useful for our users.

Analytics/Performance Cookies. JD Supra also uses the following analytic tools to help us analyze the performance of our Website and Services as well as how visitors use our Website and Services:

  • HubSpot - For more information about HubSpot cookies, please visit legal.hubspot.com/privacy-policy.
  • New Relic - For more information on New Relic cookies, please visit www.newrelic.com/privacy.
  • Google Analytics - For more information on Google Analytics cookies, visit www.google.com/policies. To opt-out of being tracked by Google Analytics across all websites visit http://tools.google.com/dlpage/gaoptout. This will allow you to download and install a Google Analytics cookie-free web browser.

Facebook, Twitter and other Social Network Cookies. Our content pages allow you to share content appearing on our Website and Services to your social media accounts through the "Like," "Tweet," or similar buttons displayed on such pages. To accomplish this Service, we embed code that such third party social networks provide and that we do not control. These buttons know that you are logged in to your social network account and therefore such social networks could also know that you are viewing the JD Supra Website.

Controlling and Deleting Cookies

If you would like to change how a browser uses cookies, including blocking or deleting cookies from the JD Supra Website and Services you can do so by changing the settings in your web browser. To control cookies, most browsers allow you to either accept or reject all cookies, only accept certain types of cookies, or prompt you every time a site wishes to save a cookie. It's also easy to delete cookies that are already saved on your device by a browser.

The processes for controlling and deleting cookies vary depending on which browser you use. To find out how to do so with a particular browser, you can use your browser's "Help" function or alternatively, you can visit http://www.aboutcookies.org which explains, step-by-step, how to control and delete cookies in most browsers.

Updates to This Policy

We may update this cookie policy and our Privacy Policy from time-to-time, particularly as technology changes. You can always check this page for the latest version. We may also notify you of changes to our privacy policy by email.

Contacting JD Supra

If you have any questions about how we use cookies and other tracking technologies, please contact us at: privacy@jdsupra.com.

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This website uses cookies to improve user experience, track anonymous site usage, store authorization tokens and permit sharing on social media networks. By continuing to browse this website you accept the use of cookies. Click here to read more about how we use cookies.