| Fund Name: |
Clarion Partners Real Estate Income Fund Inc. |
| Adviser: |
Legg Mason Partners Fund Advisor, LLC |
| Sub-Adviser(s): |
Western Asset Management Company, LLC; Clarion Partners |
| Fees: |
Not disclosed |
| Open- or Closed-End: |
Closed-End (quarterly repurchase; quarterly distributions; feeder fund) |
| Investor Restrictions: |
Unspecified minimum initial investment |
| Filing Date: |
December 21, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
CC Real Estate Income Fund-T2 |
| Adviser: |
CNI RECF Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.25%(1.5%) Management Fee (quarterly) |
| Open- or Closed-End: |
Closed-End (quarterly repurchase; monthly distributions; feeder fund) |
| Investor Restrictions: |
Minimum initial investment of $4,000 |
| Filing Date: |
December 19, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Loomis Sayles Alternative Asset Based Solutions Income Fund |
| Adviser: |
Loomis Sayles & Company, L.P. |
| Sub-Adviser(s): |
N/A |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase) |
| Investor Restrictions: |
Minimum initial investment of $1,000,000 for Institutional Class Shares of the Fund; $50 minimum subsequent investment |
| Filing Date: |
December 4, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
PIMCO Energy and Tactical Credit Opportunities Fund |
| Adviser: |
Pacific Investment Management Company LLC |
| Sub-Adviser(s): |
N/A |
| Fees: |
1.92% Management Fee |
| Open- or Closed-End: |
Closed-End (Exchange traded, NYSE) |
| Investor Restrictions: |
Minimum initial investment of 100 Common Shares |
| Filing Date: |
December 26, 2018 |
| Effective Date: |
January 29, 2019 |
| |
|
| Fund Name: |
Axonic Alternative Income Fund |
| Adviser: |
Axonic Capital LLC |
| Sub-Adviser(s): |
N/A |
| Fees: |
1.25% Management Fee |
| Open- or Closed-End: |
Closed-End (Interval fund; quarterly repurchase) |
| Investor Restrictions: |
Minimum initial investment of $50,000 |
| Filing Date: |
December 20, 2018 |
| Effective Date: |
12/21/2018 |
| |
|
| Fund Name: |
Eagle Point Income Company Inc. |
| Adviser: |
Eagle Point Income Management LLC |
| Sub-Adviser(s): |
N/A |
| Fees: |
1.25% Management Fee |
| Open- or Closed-End: |
Closed-End (Monthly cash distributions; annual distributions) |
| Investor Restrictions: |
Not specified |
| Filing Date: |
October 5, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Silverpeak Credit Company, Inc. |
| Adviser: |
Silverpeak Credit Partners LP |
| Sub-Adviser(s): |
N/A |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Exchange traded, NYSE) |
| Investor Restrictions: |
Not specified |
| Filing Date: |
October 12, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
BlackRock Credit Strategies Fund |
| Adviser: |
BlackRock Advisors, LLC |
| Sub-Adviser(s): |
BlackRock International Limited and BlackRock (Singapore) Limited |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Interval fund; Quarterly repurchase) |
| Investor Restrictions: |
Not specified |
| Filing Date: |
September 21, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Nuveen High Income 2023 Target Term Fund |
| Adviser: |
Nuveen Fund Advisors, LLC |
| Sub-Adviser(s): |
Nuveen Asset Management |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Exchange Traded, NYSE) |
| Investor Restrictions: |
$1,000 minimum initial investment |
| Filing Date: |
September 21, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
1WS Credit Income Fund |
| Adviser: |
1WS Capital Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase; interval fund) |
| Investor Restrictions: |
$25,000 minimum initial investment, $25,000 subsequent investments. |
| Filing Date: |
August 10, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Eagle Point Income Company LLC |
| Adviser: |
Eagle Point Credit Management LLC |
| Sub-Adviser(s): |
None |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End |
| Investor Restrictions: |
None |
| Filing Date: |
July 13, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Angel Oak Financial Strategies Income Term Trust |
| Adviser: |
Angel Oak Capital Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.73% Management Fee |
| Open- or Closed-End: |
Closed-End (Limited term; repurchase offer within 12 months prior to Fund termination date in 2030) |
| Investor Restrictions: |
Minimum purchase of 100 shares priced at $10.00 each |
| Filing Date: |
June 28, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
BlackRock Multi-Sector Opportunities Trust II |
| Adviser: |
BlackRock Advisors, LLC |
| Sub-Adviser(s): |
BlackRock International Limited and BlackRock (Singapore) Limited |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase) |
| Investor Restrictions: |
Unspecified minimum initial investment |
| Filing Date: |
June 20, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Oppenheimer ILS Interval Fund |
| Adviser: |
OFI Global Asset Management, Inc. |
| Sub-Adviser(s): |
OppenheimerFunds, Inc. |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase; Interval fund) |
| Investor Restrictions: |
Unspecified minimum initial investment |
| Filing Date: |
June 13, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
American Beacon Apollo Total Return Fund |
| Adviser: |
American Beacon Advisors, Inc. |
| Sub-Adviser(s): |
Apollo Credit Management, LLC |
| Fees: |
1.44% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase; Interval fund) |
| Investor Restrictions: |
$100,000 minimum initial investment, no minimum subsequent investment |
| Filing Date: |
June 11, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
CPG Focused Access Fund, LLC |
| Adviser: |
Central Park Advisers, LLC |
| Adviser: |
None |
| Fees: |
0.55% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase after first four quarters of operation) |
| Investor Restrictions: |
Accredited investor; $50,000 minimum initial investment, $10,000 minimum subsequent investment (private offering) |
| Filing Date: |
June 6, 2018 |
| Effective Date: |
June 6, 2018 |
| |
|
| Fund Name: |
Cresset Private Equity Opportunity Fund |
| Adviser: |
Cresset SPG, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.25% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase) |
| Investor Restrictions: |
Accredited investor, qualified client; $100,000 minimum initial investment, $10,000 minimum subsequent investment |
| Filing Date: |
May 25, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Hatteras Reinsurance Fund |
| Adviser: |
Hatteras Funds, LP |
| Sub-Adviser(s): |
Not specified |
| Fees: |
1.7% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase; Interval fund) |
| Investor Restrictions: |
$5 million minimum investment |
| Filing Date: |
May 15, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
City National Rochdale Strategic Credit Fund |
| Adviser: |
City National Rochdale, LLC |
| Sub-Adviser(s): |
CIFC |
| Fees: |
1.5% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase; Interval fund) |
| Investor Restrictions: |
$1 million minimum initial investment |
| Filing Date: |
May 14, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Hedge Fund Guided Portfolio Solution |
| Adviser: |
Grosvenor Capital Management, L.P. |
| Sub-Adviser(s): |
None |
| Fees: |
0.55% Advisory Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase) |
| Investor Restrictions: |
Accredited investor; $25,000 minimum initial investment; $1,000 minimum subsequent investment |
| Filing Date: |
April 26, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
FS Multi-Alternative Income Fund |
| Adviser: |
FS Multi-Alternative Advisor, LLC |
| Sub-Adviser(s): |
GoldenTree Asset Management Credit Advisor LLC, KKR Credit Advisors (US) LLC and StepStone Group Real Estate LP. |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase; Interval fund) |
| Investor Restrictions: |
$2,500 minimum initial investment for regular accounts, $1,000 for retirement plan accounts, $100 minimum subsequent investment for regular accounts, $50 for retirement plan accounts (Class A, L, M and T); $1 million minimum initial investment, no restrictions on subsequent investments (Class I) |
| Filing Date: |
April 17, 208 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Variant Alternative Income Fund |
| Adviser: |
Variant Investments, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
0.95% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase; Interval fund) |
| Investor Restrictions: |
Accredited investor; $1 million minimum initial investment (Institutional class shares); $25,000 minimum initial investment (Investor class shares) |
| Filing Date: |
April 13, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Nuveen Emerging Markets Debt 2025 Term Fund |
| Adviser: |
Nuveen Fund Advisors, LLC |
| Sub-Adviser(s): |
Teachers Advisors, LLC |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Exchange traded - NYSE) |
| Investor Restrictions: |
Minimum investment of 100 common shares |
| Filing Date: |
April 13, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Nuveen Impact Bond 2025 Term Fund |
| Adviser: |
Nuveen Fund Advisors, LLC |
| Sub-Adviser(s): |
Teachers Advisors, LLC |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Exchange traded - NYSE) |
| Investor Restrictions: |
Minimum investment of 100 common shares |
| Filing Date: |
April 13, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Symmetry Panoramic Alternatives Fund |
| Adviser: |
Symmetry Partners, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.29% Management Fee |
| Open- or Closed-End: |
Open-End |
| Investor Restrictions: |
$1,000 minimum initial investment; $100 minimum subsequent investment |
| Filing Date: |
April 5, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Cliffwater Direct Lending Fund |
| Adviser: |
Cliffwater LLC |
| Sub-Adviser(s): |
Not specified |
| Fees: |
1% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase; Interval fund) |
| Investor Restrictions: |
$10,000 minimum initial investment (Class A and B), $1 million minimum initial investment (Class I); $5,000 minimum subsequent investment. |
| Filing Date: |
March 30, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Capitala Finance Corp. |
| Adviser: |
Capitala Investment Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.75% Management Fee; Incentive fee consisting of two parts: i) A quarterly amount of 20% of "pre-incentive fee net investment income" for the immediately preceding quarter, subject to a 2% preferred return and a "catch up" feature and ii) An annual amount equal to 20% of realized capital gains, if any, on a cumulative basis from inception through the end of each calendar year. |
| Open- or Closed-End: |
Closed-End (Business Development Company) |
| Investor Restrictions: |
None |
| Filing Date: |
March 20, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Dreyfus Alcentra Multi-Strategy Global Credit Fund, Inc. |
| Adviser: |
The Dreyfus Corporation |
| Sub-Adviser(s): |
Alcentra NY, LLC |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase) |
| Investor Restrictions: |
Unspecified minimum investment |
| Filing Date: |
March 2, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
SCS Insurance Opportunities Fund |
| Adviser: |
Sentinel Capital Solutions, Inc. |
| Sub-Adviser(s): |
None |
| Fees: |
1% Management Fee |
| Open- or Closed-End: |
Closed-End (Exchange traded - NYSE) |
| Investor Restrictions: |
Unspecified minimum investment |
| Filing Date: |
March 2, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Flat Rock Opportunity Fund |
| Adviser: |
Flat Rock Global, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.375% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase) |
| Investor Restrictions: |
$20,000 minimum initial investment; $1,000 minimum subsequent investment |
| Filing Date: |
Feb. 20, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
American Beacon Sound Point Enhanced Income Fund |
| Adviser: |
American Beacon Advisors, Inc. |
| Sub-Adviser(s): |
Sound Point Capital Management, LP |
| Fees: |
Not specified |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase) |
| Investor Restrictions: |
$100,000 minimum initial investment; $50 minimum subsequent investment |
| Filing Date: |
Feb. 9, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Angel Oak Financial Institutions Trust |
| Adviser: |
Angel Oak Capital Advisors, LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.15% Management Fee |
| Open- or Closed-End: |
Closed-End (Repurchase of shares to be considered at least annually) |
| Investor Restrictions: |
Unspecified minimum initial investment |
| Filing Date: |
Feb. 9, 2018 |
| Effective Date: |
Pending |
| |
|
| Fund Name: |
Weiss Strategic Interval Fund |
| Adviser: |
Weiss Multi-Strategy Advisers LLC |
| Sub-Adviser(s): |
None |
| Fees: |
1.5% Management Fee |
| Open- or Closed-End: |
Closed-End (Quarterly repurchase) |
| Investor Restrictions: |
Accredited investors |
| Filing Date: |
Feb.1, 2018 |
| Effective Date: |
Feb.1, 2018 |
