Session I - Industry Regulatory Developments: 2019 Boston Investment Management Conference

Mark Goshko, Abigail Hemnes, Christopher Nasson, Clair Pagnano, Trayne Wheeler
K&L Gates LLP
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AGENDA -

- Liquidity Rule Implementation

- ETFs: Final Rule Update and Active NonTransparent ETF Developments

- Fund of Funds Rule Proposal

- Board Outreach and Fund Governance Update

- SEC Examination Update, Enforcement Actions and Litigation Developments

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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