The Compliance Life - Gabe Hidalgo, Part 3, Into the CCO Chair

Thomas Fox
Contact
The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? This month, my guest is Gabe Hidalgo, Managing Director at K2 Integrity and former CCO. Hidalgo moved into CCO chairs at Community Federal Savings Bank and at Noble Bank International. His role in both of these financial institutions was primarily AML  compliance but it included broader compliance roles as well. See more +
The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? This month, my guest is Gabe Hidalgo, Managing Director at K2 Integrity and former CCO. Hidalgo moved into CCO chairs at Community Federal Savings Bank and at Noble Bank International. His role in both of these financial institutions was primarily AML  compliance but it included broader compliance roles as well.

The biggest lesson was that the ‘buck stops with the CCO’. Ultimately it is your responsibility and you must have accountability of all areas of compliance. As a CCO a key trait is empathy which you must employ in your dealings with other executives and employees. He believes you must connect with your employees. See less -

Embed
Copy

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Thomas Fox, Compliance Evangelist | Attorney Advertising

Written by:

Thomas Fox
Contact
more
less

Compliance Evangelist on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide

This website uses cookies to improve user experience, track anonymous site usage, store authorization tokens and permit sharing on social media networks. By continuing to browse this website you accept the use of cookies. Click here to read more about how we use cookies.