The Final Rule: Considerations and Analysis of the DOL’s 18-Month Transition Period Extension

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By a notice published in the Federal Register on November 29, 2017, the Department of Labor (DOL) extended from January 1, 2018, until July 1, 2019, the date for compliance with the full conditions in its new “investment advice” fiduciary definition and related exemptions (Final Rule), which became generally applicable on June 9.

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