These Are The Errors That A 401(k) Plan Sponsor Should Look For

Ary Rosenbaum - The Rosenbaum Law Firm P.C.
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When asked by advisors on what 401(k) plan sponsors should be aware of, I tell them that most small to medium-sized employers have far greater things to be worried about than a class action lawsuit. There are a whole host of compliance errors that plan sponsors should avoid or correct before an Internal Revenue Service (IRS) or Department of Labor (DOL) starts reviewing the plan. This article is about the plan errors that plan sponsors should be aware of and correct.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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