Webcast – Advisers Act Regulatory Series: 2019 Third Quarter Update

Eversheds Sutherland (US) LLP
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Join Eversheds Sutherland (US) attorneys Clifford Kirsch, Michael Koffler, Issa Hanna and Ben Marzouk and Eversheds Sutherland (International) attorney Hannah Jones for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:

SEC’s proposed proxy See more +

Join Eversheds Sutherland (US) attorneys Clifford Kirsch, Michael Koffler, Issa Hanna and Ben Marzouk and Eversheds Sutherland (International) attorney Hannah Jones for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:

SEC’s proposed proxy rules

SEC’s adviser fiduciary interpretation

OCIE risk alert on firms with supervised persons with disciplinary history

SEC enforcement update

UK update: FCA’s Asset Management Market Study See less -

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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